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Advisor at INTEGRATED WEALTH CONCEPTS LLC
NAPLES, FL | BOSTON, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| INTEGRATED WEALTH CONCEPTS LLC | Independent wealth | Oct 8, 2024 | n/a | yes | BOSTON, MA|NAPLES, FL | Current employment |
| CLARO ADVISORS INC. | Independent wealth | Feb 15, 2022 | Dec 2, 2024 | no | BOSTON, MA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jul 26, 2017 | Feb 23, 2022 | no | BURLINGTON, MA|CORAL GABLES, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CLARO ADVISORS INC. | INTEGRATED WEALTH CONCEPTS LLC | Dec 2, 2024 | Oct 8, 2024 | -55 | Firm change after gap | RIA to RIA |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | CLARO ADVISORS INC. | Feb 23, 2022 | Feb 15, 2022 | -8 | Firm change | Wirehouse to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 160294:284656:MA:2024-12-02 | Dec 2, 2024 | Oct 8, 2024 | BOSTON, MA | Firm change after gap |