W•••• A•• C••••

Advisor at R••••• W• B•••• • C•• I•••••••••

MILWAUKEE, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:53f4dcef-e57f-ba2d-fd98-5e8cb55f4721

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Mar 9, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••••• W• B•••• • C•• I•••••••••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Mar 8, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R••••• W• B•••• • C•• I•••••••••	Mixed wealth	Dec 17, 2025	n/a	yes	MILWAUKEE, WI	Current employment
I••••• F••••••••	Independent wealth	Nov 27, 2023	Jun 17, 2025	no	Brookfield, WI\|HOUSTON, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••• F••••••••	R••••• W• B•••• • C•• I•••••••••	Jun 17, 2025	Dec 17, 2025	183	Firm change	RIA to RIA
L•••••• • C••••••	I••••• F••••••••	Oct 17, 2022	Nov 27, 2023

Relationships

Registered with (6)

→ R••••• W• B•••• • C•• I•••••••••Registered adviserregistration: current employment
Dec 17, 2025 to presentfactForm ADV
→ I••••• F••••••••Registered adviserregistration: previous registration
Nov 27, 2023 to Jun 17, 2025factForm ADV
→ L•••••• • C••••••Registered adviserregistration: previous registration
Jul 16, 2013 to Oct 17, 2022factForm ADV
→ A•••••••• F•••• M••••••••• L••

Dated events

Occurred
Jun 17, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Oct 17, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:53f4dcef-e57f-ba2d-fd98-5e8cb55f4721
First observed: Mar 9, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.