RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W•••• A•• C••••
- R••••• W• B•••• • C•• I••••••••• mixed wealth currentsince Dec 17, 2025 · Milwaukee, Wi
- I••••• F•••••••• independent RIANov 27, 2023 to Jun 17, 2025 · Brookfield, Wi
- L•••••• • C•••••• independent RIAJul 16, 2013 to Oct 17, 2022 · Milwaukee, Wi
- A•••••••• F•••• M••••••••• L•• asset managerMar 5, 2013 to Jul 18, 2013 · Menomonee Falls, Wi
- M••••• S•••••• wirehouseJun 1, 2009 to Jan 16, 2013 · Milwaukee, Wi
- C•••••••• G••••• M•••••• I••• BD affiliatedMar 9, 2005 to Jun 1, 2009 · Milwaukee, Wi
- I••••• F•••••••• to R••••• W• B•••• • C•• I•••••••••left Jun 17, 2025, registered Dec 17, 2025 (183 days) · RIA to RIA
- L•••••• • C•••••• to I••••• F••••••••left Oct 17, 2022, registered Nov 27, 2023 (406 days) · RIA to RIA
- A•••••••• F•••• M••••••••• L•• to L•••••• • C••••••left Jul 18, 2013, registered Jul 16, 2013 (-2 days) · Other
- M••••• S•••••• to A•••••••• F•••• M••••••••• L••left Jan 16, 2013, registered Mar 5, 2013 (48 days) · Other
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- W•••• A•• C•••• left I••••• F•••••••• for R••••• W• B•••• • C•• I••••••••• (registered 2025-12-17)Jun 17, 2025 · Advisor changed firm · fact
- W•••• A•• C•••• left L•••••• • C•••••• for I••••• F•••••••• (registered 2023-11-27)Oct 17, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address