J••••••• L••••

Advisor at A••••••••• F•••••••• S•••••••• L••

Temecula, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:53ff7f5c-2548-03c6-1292-f3ea23fbe68f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: May 15, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••••• F•••••••• S•••••••• L••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Mar 21, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Aug 13, 2026	n/a	yes	Temecula, CA	Current employment
P••••••• W••••• M••••••••• I•••	n/a	Aug 31, 2020	Sep 11, 2026	no	MURRIETA, CA\|San Diego, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••••••• W••••• M••••••••• I•••	A••••••••• F•••••••• S•••••••• L••	Sep 11, 2026	Aug 13, 2026	-29	Firm change	Other
I••••••••• F•••••••• G••••• L••	P••••••• W••••• M••••••••• I•••	Sep 30, 2020	Aug 31, 2020

Relationships

Registered with (6)

→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: current employment
Aug 13, 2026 to presentfactForm ADV
→ P••••••• W••••• M••••••••• I•••Registered adviserregistration: previous registration
Aug 31, 2020 to Sep 11, 2026factForm ADV
→ I••••••••• F•••••••• G••••• L••Registered adviserregistration: previous registration
Nov 3, 2014 to Sep 30, 2020factForm ADV
→ L•• F•••••••• L••

Dated events

Occurred
Sep 11, 2026
Advisor changed firm
J••••••• L•••• left P••••••• W••••• M••••••••• I••• for A••••••••• F•••••••• S•••••••• L•• (registered 2026-08-13)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:53ff7f5c-2548-03c6-1292-f3ea23fbe68f
First observed: May 15, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.