RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••••• L••••
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Aug 13, 2026 · Temecula, Ca
- P••••••• W••••• M••••••••• I••• unclassifiedAug 31, 2020 to Sep 11, 2026 · Murrieta, Ca
- I••••••••• F•••••••• G••••• L•• BD affiliatedNov 3, 2014 to Sep 30, 2020 · Temecula, Ca
- L•• F•••••••• L•• BD affiliatedMar 15, 2007 to Nov 7, 2014 · Temecula, Ca
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedFeb 24, 2003 to Mar 23, 2007 · Temecula, Ca
- W•••• F•••• I••••••••• L•• unclassifiedMay 15, 2001 to Feb 28, 2003 · Murrieta, Ca
- P••••••• W••••• M••••••••• I••• to A••••••••• F•••••••• S•••••••• L••left Sep 11, 2026, registered Aug 13, 2026 (-29 days) · Other
- I••••••••• F•••••••• G••••• L•• to P••••••• W••••• M••••••••• I•••left Sep 30, 2020, registered Aug 31, 2020 (-30 days) · Other
- L•• F•••••••• L•• to I••••••••• F•••••••• G••••• L••left Nov 7, 2014, registered Nov 3, 2014 (-4 days) · Other
- B••• O• A•••••• I••••••••• S•••••••• I••• to L•• F•••••••• L••left Mar 23, 2007, registered Mar 15, 2007 (-8 days) · Other
- W•••• F•••• I••••••••• L•• to B••• O• A•••••• I••••••••• S•••••••• I•••left Feb 28, 2003, registered Feb 24, 2003 (-4 days) · Other
- J••••••• L•••• left P••••••• W••••• M••••••••• I••• for A••••••••• F•••••••• S•••••••• L•• (registered 2026-08-13)Sep 11, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address