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RIA / WealthAdvisorPersonal Financial Specialistdual registered (broker-dealer)32 years in industry

JOHN ALLEN CINDIA

Advisor at AMERIPRISE FINANCIAL SERVICES, LLC

Lancaster, OH | Cuyahoga Falls, OH

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Search this name across graphsid dfx:ria:541aa8b6-2f11-c606-d5fb-28edeecc4755

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jun 17, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AMERIPRISE FINANCIAL SERVICES, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 17, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Personal Financial Specialist
Exams: S65|S63
First exam: Feb 17, 1994
First registration: Jun 17, 2002
Dual registered: yes, broker-dealer
Other names: JOHN ALLEN CINDIA
IAPD individual key: 2449990

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Oct 24, 2025	n/a	yes	Lancaster, OH\|Cuyahoga Falls, OH	Current employment
USA FINANCIAL SECURITIES LLC	Independent wealth	May 22, 2013	Oct 28, 2025	no	ADA, MI\|CUYOHOGA, OH\|Johns Crossing, GA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	May 19, 2005	Jun 5, 2013	no	MASSILLON, OH\|MASSILLON, OH\|CUYAHOGA FALLS, OH	Previous registration
CHERRY BEKAERT WEALTH MANAGEMENT LLC	Former SEC adviser	Aug 4, 2004	Oct 19, 2006	no	RALEIGH, NC	Previous registration
VALMARK ADVISERS, INC.	Bd affiliated wealth	Jun 17, 2002	Dec 17, 2002	no	GREENSBORO, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
USA FINANCIAL SECURITIES LLC	AMERIPRISE FINANCIAL SERVICES, LLC	Oct 28, 2025	Oct 24, 2025	-4	Firm change	RIA to ibd
LPL FINANCIAL LLC	USA FINANCIAL SECURITIES LLC	Jun 5, 2013	May 22, 2013	-14	Firm change	Other
CHERRY BEKAERT WEALTH MANAGEMENT LLC	LPL FINANCIAL LLC	Oct 19, 2006	May 19, 2005	-518	Firm change after gap	Other
VALMARK ADVISERS, INC.	CHERRY BEKAERT WEALTH MANAGEMENT LLC	Dec 17, 2002	Aug 4, 2004	596	Firm change after gap	Other

Relationships

Registered with (5)

→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: current employment
Oct 24, 2025 to presentfactForm ADV
→ USA FINANCIAL SECURITIES LLCRegistered adviserregistration: previous registration
May 22, 2013 to Oct 28, 2025factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
May 19, 2005 to Jun 5, 2013factForm ADV
→ CHERRY BEKAERT WEALTH MANAGEMENT LLCRegistered adviserregistration: previous registration
Aug 4, 2004 to Oct 19, 2006factForm ADV
→ VALMARK ADVISERS, INC.Registered adviserregistration: previous registration
Jun 17, 2002 to Dec 17, 2002factForm ADV

Dated events

Occurred
Oct 28, 2025
Advisor changed firm
John Allen Cindia left Usa Financial Securities Llc for Ameriprise Financial Services, Llc (registered 2025-10-24)
Form ADVobserved 4 days ago