R••• C• W•••••

Advisor at L•• F•••••••• L••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:542ee8d3-5ff4-9a18-a56b-603218b8f22f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Aug 6, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 12, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Sep 17, 2025	n/a	yes	SAN DIEGO, CA\|Worth, TX\|FORT WORTH, TX	Current employment
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Mar 21, 2024	Sep 30, 2025	no	FORT WORTH, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• I••••••••• A••••••• L••	L•• F•••••••• L••	Sep 30, 2025	Sep 17, 2025	-13	Firm change	Ibd to ibd
C••••• A••••••• L••	C••••• I••••••••• A••••••• L••	Mar 21, 2024	Mar 21, 2024

Team moves

••• Locked

Team	Left	Joined	From	Kind
105644:6413:TX:2025-09-29	Sep 30, 2025	Sep 17, 2025	FORT WORTH, TX	Firm change
6363:10299:TX:2018-12-18	Dec 20, 2018	Dec 13, 2018	ARLINGTON, TX	Firm change

Relationships

Registered with (7)

→ L•• F•••••••• L••Registered adviserregistration: previous registration
Mar 19, 2010 to Feb 12, 2014factForm ADV
→ C••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Mar 21, 2024 to Sep 30, 2025factForm ADV
→ C••••• A••••••• L••Registered adviserregistration: previous registration
Dec 13, 2018 to Mar 21, 2024factForm ADV
→ A••••••••• F•••••••• S•••••••• L••

Dated events

Occurred
Sep 30, 2025
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:542ee8d3-5ff4-9a18-a56b-603218b8f22f
First observed: Aug 6, 2002
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.