RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- L•• F•••••••• L•• BD affiliated currentsince Sep 17, 2025 · San Diego, Ca
- C••••• I••••••••• A••••••• L•• BD affiliatedMar 21, 2024 to Sep 30, 2025 · Fort Worth, Tx
- C••••• A••••••• L•• formerDec 13, 2018 to Mar 21, 2024 · Fort Worth, Tx
- A••••••••• F•••••••• S•••••••• L•• national BDJan 31, 2014 to Dec 20, 2018 · Arlington, Tx
- A•••••• R••••••• C•••••• independent RIAJun 28, 2012 to Apr 1, 2014 · Arlington, Tx
- L•• F•••••••• L•• BD affiliatedMar 19, 2010 to Feb 12, 2014 · Arlington, Tx
- F•••• W•••••• S••••••••• I••• formerSep 22, 2004 to Mar 19, 2010 · Arlington, Tx
- V••• F•••••••• A•••••••• I••• BD affiliatedAug 6, 2002 to Oct 5, 2004 · Fort Worth , Tx
- C••••• I••••••••• A••••••• L•• to L•• F•••••••• L••left Sep 30, 2025, registered Sep 17, 2025 (-13 days) · Affiliated broker-dealer or bank to another · moved with a team
- C••••• A••••••• L•• to C••••• I••••••••• A••••••• L••left Mar 21, 2024, registered Mar 21, 2024 (0 days) · corporate re-registration, not a move
- A••••••••• F•••••••• S•••••••• L•• to C••••• A••••••• L••left Dec 20, 2018, registered Dec 13, 2018 (-7 days) · Affiliated broker-dealer or bank to another · moved with a team
- A•••••• R••••••• C•••••• to A••••••••• F•••••••• S•••••••• L••left Apr 1, 2014, registered Jan 31, 2014 (-60 days) · Other
- L•• F•••••••• L•• to A•••••• R••••••• C••••••left Feb 12, 2014, registered Jun 28, 2012 (-594 days) · Other
- F•••• W•••••• S••••••••• I••• to L•• F•••••••• L••left Mar 19, 2010, registered Mar 19, 2010 (0 days) · Other
- V••• F•••••••• A•••••••• I••• to F•••• W•••••• S••••••••• I•••left Oct 5, 2004, registered Sep 22, 2004 (-13 days) · Other
- R••• C• W••••• left C••••• I••••••••• A••••••• L•• for L•• F•••••••• L•• (registered 2025-09-17)Sep 30, 2025 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address