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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

Anthony Frank Mancino

Advisor at CHARLES SCHWAB & CO., INC.

Red Bank, NJ

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Search this name across graphsid dfx:ria:5457e0c9-c93f-b0be-16f8-be512d4ea84b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Jun 8, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CHARLES SCHWAB & CO., INC.
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 20, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Sep 20, 2000
First registration: Jun 8, 2004
Dual registered: yes, broker-dealer
Other names: ANTHONY F MANCINO|Anthony Frank Mancino|ANTHONY FRANK MANCINO
IAPD individual key: 4154947

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CHARLES SCHWAB & CO., INC.	National bd RIA	Feb 18, 2022	n/a	yes	Red Bank, NJ	Current employment
TD AMERITRADE, INC.	Former SEC adviser	Feb 27, 2018	Oct 14, 2022	no	TOMS RIVER, NJ\|Red Bank, NJ\|OMAHA, NE	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Feb 26, 2018	Sep 7, 2023	no	OMAHA, NE\|TOMS RIVER, NJ\|Red Bank, NJ\|Red Bank, NJ	Previous registration
SCOTTRADE INVESTMENT MANAGEMENT	Former SEC adviser	Jan 11, 2017	Feb 26, 2018	no	SAINT LOUIS, MO	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Apr 25, 2006	Jun 6, 2013	no	RED BANK, NJ\|SHREWSBURY, NJ	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Nov 3, 2004	Jun 6, 2013	no	Red Bank, NJ\|RED BANK, NJ	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jun 8, 2004	Nov 3, 2004	no	PENNINGTON, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	Sep 7, 2023	Feb 27, 2018	-2,018	Channel change	Other
TD AMERITRADE, INC.	CHARLES SCHWAB & CO., INC.	Oct 14, 2022	Feb 18, 2022	-238	Channel change	Other
SCOTTRADE INVESTMENT MANAGEMENT	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Feb 26, 2018	Feb 26, 2018	0	Bulk transfer	Ibd to RIA
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	SCOTTRADE INVESTMENT MANAGEMENT	Jun 6, 2013	Jan 11, 2017	1,315	Firm change after gap	Other
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Jun 6, 2013	Apr 25, 2006	-2,599	Channel change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	TD AMERITRADE, INC.	Nov 3, 2004	Nov 3, 2004	0	Firm change	Wirehouse to new firm

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
111514:7870:NJ:2023-09-07	Sep 7, 2023	Feb 27, 2018	RED BANK, NJ	Firm change after gap
7870:5393:NE:2022-10-14	Oct 14, 2022	Feb 18, 2022	OMAHA, NE	Firm change after gap

Relationships

Registered with (5)

→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: current employment
Feb 18, 2022 to presentfactForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Feb 26, 2018 to Sep 7, 2023factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Feb 27, 2018 to Oct 14, 2022factForm ADV
→ SCOTTRADE INVESTMENT MANAGEMENTRegistered adviserregistration: previous registration
Jan 11, 2017 to Feb 26, 2018factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jun 8, 2004 to Nov 3, 2004factForm ADV

Dated events

No dated event names this entity yet.