DFX Intelligence

M•••••• D••• N••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

M•••••• D••• N••••••

Advisor at B•• P•••••••• I•••

••• Locked

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Dec 11, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B•• P•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 6, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B•••••• F••••• • C•••••• F•••••••• S•••••••• I•••	Bd affiliated wealth	Aug 23, 2018	n/a	yes	MINOT, ND\|St. Petersburg, FL	Current employment
B•• P•••••••• I•••	Bd affiliated wealth	Jul 22, 2013	n/a	yes	MINOT, ND\|CEDAR RAPIDS, IA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••••• F•••••••• G••••• I•••	N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••	Jul 24, 2013	Sep 4, 2012	-323	Firm change after gap	Other
N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••	B•• P•••••••• I•••	Jul 16, 2013

Relationships

Registered with (4)

→ B•••••• F••••• • C•••••• F•••••••• S•••••••• I•••Registered adviserregistration: current employment
Aug 23, 2018 to presentfactForm ADV
→ B•• P•••••••• I•••Registered adviserregistration: current employment
Jul 22, 2013 to presentfactForm ADV
→ S••••••••• F•••••••• G••••• I•••Registered adviserregistration: previous registration
Dec 11, 2006 to Jul 24, 2013factForm ADV
→ N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Dec 11, 2006
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.