DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
T•••••••• F•••••••• G••••
Legal name T•••••••• I••••••••• A••••••• L••
Latest filing Mar 2, 2026
First filing on the tape Mar 26, 2012 · 18 filings
SEC status approved since Jan 7, 1999
RAUM
$2.3B
reported, Item 5.F
Discretionary
95%
of RAUM
Private clients
91%
$2.1B individuals and HNW
Advisors
16
registered through the firm on IAPD
RAUM per advisor
$142M
derived; firm RAUM over IAPD count
Employees
18
16 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$2.3B as of Mar 2, 2026
Mar 26, 2012$258M then
HNW client RAUM$1.8B as of Mar 2, 2026
Mar 29, 2018$359M then
State-registered IARs (5.B.3)16 as of Mar 2, 2026
Mar 26, 20120 then
Employees (5.A)18 as of Mar 2, 2026
Mar 14, 20136 then
Private funds: no history
RAUM +20% over the last fiscal year+26% a year over threeIARs 13 to 16
Practice profile
derived from the filing of Mar 2, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $142MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 120derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.2MderivedHNW RAUM over HNW clients
- Average account
- $1.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 95%derivedof RAUM
- Institutional
- 8.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.1derivedItem 5.A over advisors
- Advisors per office
- 16.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +20%derivedbetween the last two annual amendments
- Advisor growth, one year
- +23%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +3.1%derived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.8B80%
- Individuals$254M11%
- Pension and profit-sharing plans$198M8.7%
- Charitable organizations$4.5M0.2%
- Individual clients
- 1,361reported
- HNW clients
- 561reported
- Pension plan clients
- 110reported
- Charitable clients
- 6reported
- Accounts
- 2,038reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=0.91 fund_share=0.0 institutional_share=0.09 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
16 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| V• P•••• T••••••••Personal Financial Specialist | Oradell, Nj | Mar 28, 2003 | 35 y | 0 |
| V• P•••• T••••••••Certified Financial Planner, Personal Financial Specialist | Oradell, Nj | Mar 28, 2003 | 56 y | 0 |
| K•••••• M•••••• | Oradell, Nj | Jun 16, 2003 | 31 y | 0 |
| E••• D••••• M•••••• | Oradell, Nj | Nov 10, 2009 | 19 y | 1 |
| J•••••• S•••• H••••• | Oradell, Nj | Aug 21, 2012 | 14 y | 0 |
| T•••• L••• M••••••• | Oradell, Nj | Aug 20, 2013 | 16 y | 0 |
| A•••••••• S••••• M•••••• | Oradell, Nj | Jun 22, 2015 | 12 y | 0 |
| C••••••••• J•••• F•••••• | Oradell, Nj | Jul 6, 2017 | 13 y | 1 |
| E••• T•••••••• | Oradell, Nj | Dec 14, 2017 | 25 y | 0 |
| W•••••• C•••• T•••••••• | Oradell, Nj | Jul 19, 2021 | 10 y | 0 |
| A••••• R••••••••Certified Financial Planner | Oradell, Nj | Jul 31, 2023 | 10 y | 1 |
| N••• P•••• E••••••••• | Oradell, Nj | Jan 18, 2024 | 21 y | 0 |
| M•••••• J••••• L•••••• | Oradell, Nj | Nov 28, 2025 | 22 y | 3 |
| C•••••• R• G•••••••• | Oradell, Nj | Dec 5, 2025 | 13 y | 1 |
| A••••• J•••• B•••••Certified Financial Planner | Oradell, Nj | Dec 5, 2025 | 11 y | 1 |
| M•••••• V•••••• S••••••• | Oradell, Nj | Jul 2, 2026 | 21 y | 0 |
Advisor movement
1 left, 3 joined in 12 months
net +2 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 6.3% of current headcount1 left over 36 months
Left, latest
- C••••••••• Q•••• E••••••••• to C•••••••• I••••••••• R••••••• A•••••••• I•••Apr 23, 2026 · RIA to affiliated broker-dealer or bank
- P•••••• C•••••• S•••• to F••••Aug 26, 2021 · RIA to RIA
- J••••• P•••• to U•• F•••••••• S••••••• I•••Nov 8, 2017 · Other
- E••••• J• L•••• to H••••••• F•••••••• A•••••••• L••Jun 23, 2014 · Other
- M••• A• M•••••• to S•••••••• A••••••• L••Jan 17, 2013 · Other
Joined, latest
- A••••• J•••• B••••• from L•• F•••••••• L••Dec 5, 2025 · Affiliated broker-dealer or bank to independent RIA
- C•••••• R• G•••••••• from W•••• F•••• A•••••••Dec 5, 2025 · Wirehouse to independent RIA
- M•••••• J••••• L•••••• from M••••• S••••••Nov 28, 2025 · Wirehouse to independent RIA
- A••••• R•••••••• from R••••••••Jul 31, 2023 · RIA to RIA
- P•••••• C•••••• S•••• from G••••• A••••••• S•••••••• L••Jun 17, 2019 · RIA to RIA
- C••••••••• J•••• F•••••• from J••• M••••• S••••••••• L••Jul 6, 2017 · Other
- E••••• J• L•••• from H••••••• F•••••••• A•••••••• L••Jan 28, 2014 · Other
- E••• D••••• M•••••• from B•• A••••••• L••Nov 10, 2009 · Other
- M••• A• M•••••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Jan 1, 2006 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- T••••••••• V• P•••• · General Membercontrolsince 09/1997 · owns less than 5%
- T••••••••• V•• P•••• · General Member, Chief Compliance Officercontrolsince 09/1997 · owns 75% or more
- L•••••••• J••••• A• · Membersince 09/1998 · owns less than 5%
- T••••••••• R•••••• J• · Membersince 09/1998 · owns 5% to 10%
Related persons
Schedule D 7.A
- T•••••••• • T•••••••• C•••insurancen
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Oradell, Nj · principal | 16 | 4 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Mar 2, 2026T••••••••• V• P•••• (GENERAL MEMBER) left Schedule A between the filings of 2012-03-26 and 2026-03-02peers: independent wealth managers, $1B to $5B (1,362)
What changed
consecutive filings, newest first
- Accounts · 1,964 to 2,038Mar 18, 2025 to Mar 2, 2026
- Advisory employees · 14 to 16Mar 18, 2025 to Mar 2, 2026
- Charity clients · 4 to 6Mar 18, 2025 to Mar 2, 2026
- HNW clients · 451 to 561Mar 18, 2025 to Mar 2, 2026
- Individual clients · 1,413 to 1,361Mar 18, 2025 to Mar 2, 2026
- Pension plan clients · 96 to 110Mar 18, 2025 to Mar 2, 2026
- Employees · 14 to 18Mar 18, 2025 to Mar 2, 2026
- State-registered IARs · 13 to 16Mar 18, 2025 to Mar 2, 2026
- Discretionary RAUM · $1.8B to $2.2BMar 18, 2025 to Mar 2, 2026
- HNW RAUM · $1.4B to $1.8BMar 18, 2025 to Mar 2, 2026
- Individual RAUM · $290M to $254MMar 18, 2025 to Mar 2, 2026
- Non-discretionary RAUM · $98.9M to $106MMar 18, 2025 to Mar 2, 2026
- Pension RAUM · $172M to $198MMar 18, 2025 to Mar 2, 2026
- RAUM · $1.9B to $2.3BMar 18, 2025 to Mar 2, 2026
- Accounts · 1,801 to 1,964Feb 28, 2024 to Mar 18, 2025
- Advisory employees · 10 to 14Feb 28, 2024 to Mar 18, 2025
- Charity clients · 3 to 4Feb 28, 2024 to Mar 18, 2025
- HNW clients · 383 to 451Feb 28, 2024 to Mar 18, 2025
- Individual clients · 1,328 to 1,413Feb 28, 2024 to Mar 18, 2025
- Pension plan clients · 87 to 96Feb 28, 2024 to Mar 18, 2025
- Employees · 12 to 14Feb 28, 2024 to Mar 18, 2025
- Financial planning clients · 101-250 to 101-250Feb 28, 2024 to Mar 18, 2025
- State-registered IARs · 10 to 13Feb 28, 2024 to Mar 18, 2025
- Discretionary RAUM · $1.5B to $1.8BFeb 28, 2024 to Mar 18, 2025
- HNW RAUM · $1.1B to $1.4BFeb 28, 2024 to Mar 18, 2025
- Individual RAUM · $322M to $290MFeb 28, 2024 to Mar 18, 2025
- Non-discretionary RAUM · $72.4M to $98.9MFeb 28, 2024 to Mar 18, 2025
- Pension RAUM · $132M to $172MFeb 28, 2024 to Mar 18, 2025
- RAUM · $1.5B to $1.9BFeb 28, 2024 to Mar 18, 2025
- Accounts · 1,720 to 1,801Jul 3, 2023 to Feb 28, 2024
- HNW clients · 306 to 383Jul 3, 2023 to Feb 28, 2024
- Individual clients · 1,336 to 1,328Jul 3, 2023 to Feb 28, 2024
- Pension plan clients · 75 to 87Jul 3, 2023 to Feb 28, 2024
- Employees · 11 to 12Jul 3, 2023 to Feb 28, 2024
- Discretionary RAUM · $1.1B to $1.5BJul 3, 2023 to Feb 28, 2024
- HNW RAUM · $815M to $1.1BJul 3, 2023 to Feb 28, 2024
- Individual RAUM · $261M to $322MJul 3, 2023 to Feb 28, 2024
- Non-discretionary RAUM · $23.1M to $72.4MJul 3, 2023 to Feb 28, 2024
- Pension RAUM · $73.3M to $132MJul 3, 2023 to Feb 28, 2024
- RAUM · $1.2B to $1.5BJul 3, 2023 to Feb 28, 2024
Signals
4 dated events
- C••••••••• Q•••• E••••••••• left T•••••••• F•••••••• G•••• for C•••••••• I••••••••• R••••••• A•••••••• I••• (registered 2026-04-28)Apr 23, 2026 · advisor f••• change · fact
- T•••••••• F•••••••• G•••• reported RAUM $1.5B, up 33% from $1.2B (2023-07-03 to 2024-02-28)Feb 28, 2024 · RAUM change · derived
- T•••••••• F•••••••• G•••• reported RAUM $1.2B, up 26% from $922.3M (2021-03-25 to 2022-03-21)Mar 21, 2022 · RAUM change · derived
- T•••••••• F•••••••• G•••• reported RAUM $784.4M, up 29% from $610.2M (2019-03-30 to 2020-02-10)Feb 10, 2020 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- f••• profile url
- linkedin.com/company/traphagen-financial-groupreportedpublic record, Form ADV, Sep 18, 2026
- f••• website
- TFGLLC.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 201-262-1040reportedpublic record, Form ADV, Mar 2, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $142Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026