DFX Intelligence

A•••• A••••••••• F•••• L••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

A•••• A••••••••• F•••• L••••••

CRD 149606

EDINBURGH

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Search this name across graphsid dfx:ria:54738748-9c63-84bc-b257-7ddb57f4252d

Data as of Mar 21, 2023 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 27
Dated events: 32
On other graphs: 2
Observed: Mar 30, 2012 to Mar 21, 2023
43 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

A•••• A••••••••• F•••• L••••••

Private equity manager · key cik, key crd, key sfn adviser, shared crd

Real Estate Fundsidentity

A•••• A••••••••• F•••• L••••••

Real estate fund manager · key cik, key crd, key sfn adviser, shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $4.2B••• Locked
Discretionary RAUM: $4.2B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 1,613
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
G•••• • S• L•	Hedge Fund	$985M	Mar 2, 2021	3	Dec 8, 2017	dropped	021-308781
S••••••• L••• I••••••••• G••••• F•••••• S••••••••• M••••• F••• L••	Hedge Fund	$482M	Jan 10, 2020

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A•••• I••••••••• M••••••••• L••••••	100% EQUITY OWNER	E	yes	11/1998	Nov 29, 2021	Mar 21, 2023
A•••• I••••••••• ••••••••• L••••••	100% EQUITY OWNER	E	yes	05/2006	Nov 29, 2021	Mar 21, 2023

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
A•••• I••••••••• L••••••	n/a	Asset manager	$207B	N	yes	n/a
A•••• I•••	n/a	Other adviser	$41B	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Edinburgh	n/a	United Kingdom	221	no
London	n/a	United Kingdom	183	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2022	$4.2B	$5.3B	-20.6%	$6.4B	-12.9%	1,613	1,050	2	2

Relationships

Affiliated with (11)

← A•••• A••• L••••••Registered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
← A•••• I••••••••• L••••••Registered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
← A•••• I•••Registered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
← A•••• E••• A••••••• L••Registered adviser

Dated events

Occurred
Oct 25, 2023
Ria registration change
••• Locked
Form ADVobserved today
Occurred
Jun 14, 2022
Control person joined
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 30, 2022
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$2.6B
Occurred
Jan 10, 2022
Control person left

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:54738748-9c63-84bc-b257-7ddb57f4252d
First observed: Mar 30, 2012
Last observed: Mar 21, 2023 42 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.