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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

STANDARD LIFE INVESTMENTS (PRIVATE CAPITAL) LIMITED

CRD 298251

EDINBURGH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:68bd9aa0-3a72-17b4-95b0-94fdebb825ca

Data as of Oct 22, 2018 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 19
Dated events: 1
On other graphs: 0
Observed: Sep 4, 2018 to Oct 22, 2018
4 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $358MItem 5.F on the latest filing (2018-10-22); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $358M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 57
Advisory employees: 27
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 2
SEC number: 801-114086
CRD: 298251
Filings on the tape: 4
First filed: Sep 4, 2018
Latest filed: Oct 22, 2018
Organised: Limited Liability Company

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CAMMARATA, KRISTEN, MARIE	CHIEF COMPLIANCE OFFICER	Na	yes	08/2018	Sep 4, 2018	Oct 22, 2018
Fitzgerald, Sean, Andrew	Director	Na	yes	10/2016	Sep 4, 2018	Oct 22, 2018
Helmsley, Dominic, James	Director	Na	yes	09/2015	Sep 4, 2018	Oct 22, 2018
MCKELLAR, PETER, ARCHIBALD	DIRECTOR, HEAD OF PRIVATE MARKETS	A	yes	11/2017	Sep 4, 2018	Oct 22, 2018
MCKILLOP, ROBERT, JOHN	Director	Na	yes	03/2017	Sep 4, 2018	Oct 22, 2018
PARIS, RODERICK, LOUIS	Director	Na	yes	09/2015	Sep 4, 2018	Oct 22, 2018
PIM, ROGER, JONATHAN	Director	Na	yes	04/2013	Sep 4, 2018	Oct 22, 2018
ROSE, ERIC, PAUL	CHIEF RISK OFFICER	Na	yes	08/2018	Sep 14, 2018	Oct 22, 2018
STANDARD LIFE (HOLDINGS) LIMITED	Owner	E	yes	05/2006	Sep 4, 2018	Oct 22, 2018
STANDARD LIFE ABERDEEN PLC	Owner	E	yes	08/2017	Sep 4, 2018	Oct 22, 2018
STANDARD LIFE INVESTMENTS LIMITED	Owner	D	yes	06/2017	Sep 4, 2018	Oct 22, 2018

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
ABERDEEN ASSET MANAGERS LIMITED	n/a	Asset manager	$207B	N	yes	n/a
ABERDEEN ASSET MANAGEMENT INC	n/a	Other adviser	$41B	N	yes	n/a
ABERDEEN STANDARD INVESTMENTS (ASIA) LIMITED	n/a	Asset manager	$40B	N	yes	n/a
STANDARD LIFE INVESTMENTS (USA) LIMITED	n/a	Former SEC adviser	$24B	N	yes	n/a
ABERDEEN CAPITAL MANAGEMENT, LLC	n/a	Asset manager	$6.5B	N	yes	n/a
STANDARD LIFE INVESTMENTS (CORPORATE FUNDS) LIMITED	n/a	Former SEC adviser	$4.2B	N	yes	n/a
SL CAPITAL PARTNERS LLP	n/a	Asset manager	$3.3B	N	yes	n/a
ABERDEEN STANDARD INVESTMENTS AUSTRALIA LIMITED	n/a	Former SEC adviser	$2.4B	N	yes	n/a
ABERDEEN FUND DISTRIBUTORS, LLC	n/a	n/a	n/a	N	yes	n/a
ABERDEEN STANDARD INVESTMENTS (HONG KONG) LIMITED	n/a	n/a	n/a	N	yes	n/a
IGNIS INVESTMENT SERVICES LTD.	n/a	n/a	n/a	N	yes	n/a
STANDARD LIFE ASSURANCE LIMITED	n/a	n/a	n/a	N	yes	n/a
STANDARD LIFE INVESTMENTS LIMITED	n/a	n/a	n/a	Y	yes	n/a
STANDARD LIFE INVESTMENTS SECURITIES LLC	n/a	n/a	n/a	N	yes	n/a
STANDARD LIFE WEALTH	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Boston	Ma	United States	2	yes

Relationships

Affiliated with (8)

→ ABRDN AUSTRALIA LIMITEDRegistered adviserother investment adviser, common control
factForm ADV
→ ABRDN INC.Registered adviserother investment adviser, bank, common control
factForm ADV
→ STANDARD LIFE INVESTMENTS (USA) LIMITEDRegistered adviserother investment adviser, common control
factForm ADV
→ ABRDN ASIA LIMITEDRegistered adviserother investment adviser, common control
factForm ADV
→ HIGHVISTA PRIVATE CAPITAL MANAGEMENT LLCRegistered adviserother investment adviser, common control
factForm ADV
→ PATRIA CAPITAL PARTNERS LLPRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ ABRDN ALTERNATIVE FUNDS LIMITEDRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ ABRDN INVESTMENTS LIMITEDRegistered adviserother investment adviser, common control
factForm ADV

Controls (11)

← MCKELLAR, PETER, ARCHIBALDOwnerDIRECTOR, HEAD OF PRIVATE MARKETS, ownership code A, individual
Sep 4, 2018 to presentfactForm ADV
← CAMMARATA, KRISTEN, MARIEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Sep 4, 2018 to presentfactForm ADV
← ROSE, ERIC, PAULOwnerCHIEF RISK OFFICER, ownership code NA, individual
Sep 14, 2018 to presentfactForm ADV
← PIM, ROGER, JONATHANOwnerDIRECTOR, ownership code NA, individual
Sep 4, 2018 to presentfactForm ADV
← PARIS, RODERICK, LOUISOwnerDIRECTOR, ownership code NA, individual
Sep 4, 2018 to presentfactForm ADV
← Fitzgerald, Sean, AndrewOwnerDIRECTOR, ownership code NA, individual
Sep 4, 2018 to presentfactForm ADV
← MCKILLOP, ROBERT, JOHNOwnerDIRECTOR, ownership code NA, individual
Sep 4, 2018 to presentfactForm ADV
← Helmsley, Dominic, JamesOwnerDIRECTOR, ownership code NA, individual
Sep 4, 2018 to presentfactForm ADV
← STANDARD LIFE (HOLDINGS) LIMITEDOwnerOWNER, ownership code E, foreign entity
Sep 4, 2018 to presentfactForm ADV
← STANDARD LIFE ABERDEEN PLCOwnerOWNER, ownership code E, foreign entity
Sep 4, 2018 to presentfactForm ADV
← STANDARD LIFE INVESTMENTS LIMITEDOwnerOWNER, ownership code D, foreign entity
Sep 4, 2018 to presentfactForm ADV

Dated events

Occurred
Sep 4, 2018
First Form ADV filing
Standard Life Investments (Private Capital) Limited filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:68bd9aa0-3a72-17b4-95b0-94fdebb825ca
First observed: Sep 4, 2018
Last observed: Oct 22, 2018 96 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

STANDARD LIFE INVESTMENTS (PRIVATE CAPITAL) LIMITED

CRD 298251

EDINBURGH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:68bd9aa0-3a72-17b4-95b0-94fdebb825ca

Data as of Oct 22, 2018 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:17 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CAMMARATA, KRISTEN, MARIE

CHIEF COMPLIANCE OFFICER

yes

08/2018

Sep 4, 2018

Oct 22, 2018

Fitzgerald, Sean, Andrew

Director

yes

10/2016

Sep 4, 2018

Oct 22, 2018

Helmsley, Dominic, James

Director

yes

09/2015

Sep 4, 2018

Oct 22, 2018

MCKELLAR, PETER, ARCHIBALD

DIRECTOR, HEAD OF PRIVATE MARKETS

yes

11/2017

Sep 4, 2018

Oct 22, 2018

MCKILLOP, ROBERT, JOHN

Director

yes

03/2017

Sep 4, 2018

Oct 22, 2018

PARIS, RODERICK, LOUIS

Director

yes

09/2015

Sep 4, 2018

Oct 22, 2018

PIM, ROGER, JONATHAN

Director

yes

04/2013

Sep 4, 2018

Oct 22, 2018

ROSE, ERIC, PAUL

CHIEF RISK OFFICER

yes

08/2018

Sep 14, 2018

Oct 22, 2018

STANDARD LIFE (HOLDINGS) LIMITED

Owner

yes

05/2006

Sep 4, 2018

Oct 22, 2018

STANDARD LIFE ABERDEEN PLC

Owner

yes

08/2017

Sep 4, 2018

Oct 22, 2018

STANDARD LIFE INVESTMENTS LIMITED

Owner

yes

06/2017

Sep 4, 2018

Oct 22, 2018

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

ABERDEEN ASSET MANAGERS LIMITED

n/a

Asset manager

$207B

yes

n/a

ABERDEEN ASSET MANAGEMENT INC

n/a

Other adviser

$41B

yes

n/a

ABERDEEN STANDARD INVESTMENTS (ASIA) LIMITED

n/a

Asset manager

$40B

yes

n/a

STANDARD LIFE INVESTMENTS (USA) LIMITED

n/a

Former SEC adviser

$24B

yes

n/a

ABERDEEN CAPITAL MANAGEMENT, LLC

n/a

Asset manager

$6.5B

yes

n/a

STANDARD LIFE INVESTMENTS (CORPORATE FUNDS) LIMITED

n/a

Former SEC adviser

$4.2B

yes

n/a

SL CAPITAL PARTNERS LLP

n/a

Asset manager

$3.3B

yes

n/a

ABERDEEN STANDARD INVESTMENTS AUSTRALIA LIMITED

n/a

Former SEC adviser

$2.4B

yes

n/a

ABERDEEN FUND DISTRIBUTORS, LLC

n/a

yes

n/a

ABERDEEN STANDARD INVESTMENTS (HONG KONG) LIMITED

n/a

yes

n/a

IGNIS INVESTMENT SERVICES LTD.

n/a

yes

n/a

STANDARD LIFE ASSURANCE LIMITED

n/a

yes

n/a

STANDARD LIFE INVESTMENTS LIMITED

n/a

yes

n/a

STANDARD LIFE INVESTMENTS SECURITIES LLC

n/a

yes

n/a

STANDARD LIFE WEALTH

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Boston

United States

yes