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RIA / WealthAdvisor41 years in industry

MICHAEL BINGHAM BALLARD

Advisor at AE WEALTH MANAGEMENT, LLC

Huntsville, AL | Birmingham, AL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:547af026-b4a9-5f45-1a93-0fc23126da85

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Nov 14, 2000 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AE WEALTH MANAGEMENT, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 15, 1985earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Jul 15, 1985
First registration: Nov 14, 2000
Dual registered: no
Other names: MIKE BALLARD
IAPD individual key: 1014024

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AE WEALTH MANAGEMENT, LLC	Bd affiliated wealth	Oct 26, 2016	n/a	yes	Birmingham, AL\|Huntsville, AL	Current employment
MADISON AVENUE SECURITIES, LLC	Bd affiliated wealth	Dec 21, 2016	Jan 4, 2017	no	Birmingham, AL\|SAN DIEGO, CA\|SAN DIEGO, CA	Previous registration
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.	Former SEC adviser	May 22, 2013	Oct 21, 2016	no	BIRMINGHAM, AL\|SARASOTA, FL	Previous registration
CONCOURSE FINANCIAL GROUP ADVISORS	Former SEC adviser	Nov 14, 2000	May 22, 2013	no	BIRMINGHAM, AL\|BIRMINGHAM, AL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MADISON AVENUE SECURITIES, LLC	n/a	Jan 4, 2017	n/a	n/a	Departure no registered destination	Departure
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.	AE WEALTH MANAGEMENT, LLC	Oct 21, 2016	Oct 26, 2016	5	Firm change	Other
CONCOURSE FINANCIAL GROUP ADVISORS	GLOBAL FINANCIAL PRIVATE CAPITAL, INC.	May 22, 2013	May 22, 2013	0	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
132070:282580:FL:2016-09-28	Oct 21, 2016	Oct 26, 2016	SARASOTA, FL	Firm change

Relationships

Registered with (4)

→ AE WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
Oct 26, 2016 to presentfactForm ADV
→ MADISON AVENUE SECURITIES, LLCRegistered adviserregistration: previous registration
Dec 21, 2016 to Jan 4, 2017factForm ADV
→ GLOBAL FINANCIAL PRIVATE CAPITAL, INC.Registered adviserregistration: previous registration
May 22, 2013 to Oct 21, 2016factForm ADV
→ CONCOURSE FINANCIAL GROUP ADVISORSRegistered adviserregistration: previous registration
Nov 14, 2000 to May 22, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:547af026-b4a9-5f45-1a93-0fc23126da85
First observed: Nov 14, 2000
Last observed: Sep 15, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MICHAEL BINGHAM BALLARD

Advisor at AE WEALTH MANAGEMENT, LLC

Huntsville, AL | Birmingham, AL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:547af026-b4a9-5f45-1a93-0fc23126da85

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:57 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

AE WEALTH MANAGEMENT, LLC

Bd affiliated wealth

Oct 26, 2016

n/a

yes

Birmingham, AL|Huntsville, AL

Current employment

MADISON AVENUE SECURITIES, LLC

Bd affiliated wealth

Dec 21, 2016

Jan 4, 2017

Birmingham, AL|SAN DIEGO, CA|SAN DIEGO, CA

Previous registration

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

Former SEC adviser

May 22, 2013

Oct 21, 2016

BIRMINGHAM, AL|SARASOTA, FL

Previous registration

CONCOURSE FINANCIAL GROUP ADVISORS

Former SEC adviser

Nov 14, 2000

May 22, 2013

BIRMINGHAM, AL|BIRMINGHAM, AL

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

MADISON AVENUE SECURITIES, LLC

n/a

Jan 4, 2017

n/a

Departure no registered destination

Departure

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

AE WEALTH MANAGEMENT, LLC

Oct 21, 2016

Oct 26, 2016

Firm change

Other

CONCOURSE FINANCIAL GROUP ADVISORS

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

May 22, 2013

Firm change

Other

Team

Left

Joined

From

Kind

132070:282580:FL:2016-09-28

Oct 21, 2016

Oct 26, 2016

SARASOTA, FL

Firm change