DFX Intelligence

G•••••• M•••••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor16 years in industry

G•••••• M•••••• M•••••

Advisor at B•••••• F••••• • S•••••• I••

HARTFORD, CT

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Search this name across graphsid dfx:ria:5480b119-f306-01f6-ae44-ec78f868573b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Aug 5, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B•••••• F••••• • S•••••• I••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 3, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B•••••• F••••• • S•••••• I••	Independent wealth	Feb 24, 2011	n/a	yes	HARTFORD, CT	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Aug 5, 2010	Feb 3, 2011	no	HARTFORD, CT	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	B•••••• F••••• • S•••••• I••	Feb 3, 2011	Feb 24, 2011	21	Firm change	Other

Relationships

Registered with (2)

→ B•••••• F••••• • S•••••• I••Registered adviserregistration: current employment
Feb 24, 2011 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Aug 5, 2010 to Feb 3, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5480b119-f306-01f6-ae44-ec78f868573b
First observed: Aug 5, 2010
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.