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M•••••• E••••• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner12 years in industry

M•••••• E••••• S•••••

Advisor at C• A•••••••• L••

BOSTON, MA | COLUMBIA, MD

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Search this name across graphsid dfx:ria:548b67cf-1f3c-896f-772b-21fb6f905f29

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:23 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jun 25, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 17, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C• A•••••••• L••	Independent wealth	Apr 19, 2021	n/a	yes	COLUMBIA, MD\|BOSTON, MA	Current employment
P••••••• A••••••• G••••• I•••	Former SEC adviser	Mar 24, 2017	May 17, 2021	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
P••••••• A••••••• G••••• I•••	C• A•••••••• L••	May 17, 2021	Apr 19, 2021	-28	Firm change	RIA to RIA
P•••••• A•••••• G••••• L••	P••••••• A••••••• G••••• I•••	Apr 8, 2015

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
107757:310873:MD:2021-05-17	May 17, 2021	Apr 19, 2021	COLUMBIA, MD	Firm change

Relationships

Registered with (3)

→ C• A•••••••• L••Registered adviserregistration: current employment
Apr 19, 2021 to presentfactForm ADV
→ P••••••• A••••••• G••••• I•••Registered adviserregistration: previous registration
Mar 24, 2017 to May 17, 2021factForm ADV
→ P•••••• A•••••• G••••• L••Registered adviserregistration: previous registration
Jun 25, 2014 to Apr 8, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:548b67cf-1f3c-896f-772b-21fb6f905f29
First observed: Jun 25, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.