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CRD 113833
BOCA RATON, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| JAMES MARTIN SCHOENMAKER | n/a | BOCA RATON, FL | 13 | 30 | 1 | no |
| KURT STEPHEN GUINN | n/a | BOCA RATON, FL | 13 | 26 | 1 | no |
| JASNA B DJURIN | n/a | BOCA RATON, FL | 13 | 17 | 1 | no |
| JEFFREY LYNN DICKERSON | n/a | BOCA RATON, FL | 13 | 29 | 1 | no |
| JOHN JULIUS SLAVIC | n/a | BOCA RATON, FL | 13 | 38 | 1 | no |
| BARBARA VAUGHAN REDSTONE | n/a | Plano, TX | BOCA RATON, FL | 1 | 29 | 6 | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| SLAVIC, JOHN, JULIUS | Shareholder | D | yes | 03/2024 | Apr 2, 2012 | Dec 2, 2024 |
| SLAVIC, JOHN, JULIUS | PRESIDENT/CHIEF COMPLIANCE OFFICER | Na | yes | 12/1986 | Apr 2, 2012 | Dec 2, 2024 |
| SLAVIC401K HOLDINGS, LLC (SH) | HOLDING COMPANY | E | yes | 05/2024 | Dec 2, 2024 | Dec 2, 2024 |
| SCHOENMAKER, JAMES, MARTIN | CHIEF STRATEGY OFFICER | Na | no | 04/1998 | Apr 2, 2012 | Dec 2, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| SLAVIC WEALTH MANAGEMENT, INC. | n/a | No RAUM reported | $0 | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Apr 27, 2026 | $5.0B | $5.0B | 13 | 3 | 0 | n/a | n/a |
| 2024 | Mar 28, 2025 | $4.5B | $4.5B | 18 | 4 | 0 | n/a | n/a |
| 2023 | Mar 28, 2024 | $5.6B | $5.6B | 17 | 4 | 0 | n/a | n/a |
| 2022 | Mar 31, 2023 | $4.1B | $4.1B | 17 | 16 | 2 | n/a | n/a |
| 2021 | Mar 31, 2022 | $3.9B | $3.9B | 24 | 15 | 1 | n/a | n/a |
| 2020 | Mar 31, 2021 | $2.7B | $2.7B | 28 | 13 | 1 | n/a | n/a |
| 2019 | Mar 30, 2020 | $6.1B | $1.8B | 12 | 10 | 1 | n/a | n/a |
| 2018 | Mar 30, 2019 | $4.2B | $1.3B | 12 | 10 | 1 | n/a | n/a |
| 2017 | Mar 30, 2018 | $3.8B | $1.1B | 12 | 10 | 1 | n/a | n/a |
| 2016 | Mar 29, 2017 | $2.1B | $879M | 12 | 10 | n/a | n/a | n/a |
| 2015 | Mar 31, 2016 | $1.8B | $780M | 9 | 6 | n/a | n/a | n/a |
| 2014 | Mar 30, 2015 | $1.8B | $786M | 8 | 5 | n/a | n/a | n/a |
| 2013 | Mar 21, 2014 | $1.5B | $710M | 8 | 5 | n/a | n/a | n/a |
| 2012 | Mar 27, 2013 | $1.1B | $536M | 10 | 6 | n/a | n/a | n/a |
| 2011 | Apr 2, 2012 | $955M | $465M | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 2 | -2 | 33.3% | 0 | 2 | 0 | 2 | 8 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $5.0B | $4.5B | 10.6% | $4.1B | 6.4% | 13 | 18 | 0 | 0 |