DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Slavic Mutual Funds Management Corp.
Latest filing Apr 27, 2026
First filing on the tape Apr 2, 2012 · 29 filings
SEC status approved since Apr 3, 1987
RAUM
$5.0B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.7%
$35.8M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$829M
derived; firm RAUM over IAPD count
Employees
13
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
29 filings and snapshots on the tape
RAUM$5.0B as of Apr 27, 2026
Apr 2, 2012$955M then
HNW client RAUM: no history
State-registered IARs (5.B.3)10 as of Apr 27, 2026
Apr 2, 20120 then
Employees (5.A)13 as of Apr 27, 2026
Mar 27, 201310 then
Private funds: no history
RAUM +11% over the last fiscal year+6.4% a year over threeIARs 13 to 10
Practice profile
derived from the filing of Apr 27, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $829MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $736,530derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 99%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.2derivedItem 5.A over advisors
- Advisors per office
- 6.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +11%derivedbetween the last two annual amendments
- Advisor growth, one year
- -23%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, pension consultingreportedItem 5.G
- Wrap fee program
- $35.8MreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- a related person has custody of client cash (9.B.1.a)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pension and profit-sharing plans$4.9B99%
- Individuals$35.8M0.7%
- Individual clients
- 304reported
- HNW clients
- n/areported
- Pension plan clients
- 351reported
- Charitable clients
- n/areported
- Accounts
- 6,754reported
- Financial planning clients
- reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.01 fund_share=0.0 institutional_share=0.99 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Kurt Stephen Guinn | Boca Raton, Fl | Apr 17, 2013 | 26 y | 1 |
| Jasna B Djurin | Boca Raton, Fl | Apr 17, 2013 | 17 y | 1 |
| James Martin Schoenmaker | Boca Raton, Fl | Apr 17, 2013 | 30 y | 1 |
| Jeffrey Lynn Dickerson | Boca Raton, Fl | May 8, 2013 | 29 y | 1 |
| John Julius Slavic | Boca Raton, Fl | May 24, 2013 | 38 y | 1 |
| Barbara Vaughan Redstone | Plano, Tx | Jun 6, 2025 | 29 y | 6 |
Advisor movement
2 left, 0 joined in 12 months
net -2 in 12 months2 left in 90 days0 joined in 90 daysdeparture rate 33% of current headcount8 left over 36 months
Left, latest
- Kevin David Hurley to Provenance Wealth AdvisorsAug 25, 2026 · Other
- Robert Thomas Walsh to Cbiz Investment Advisory Services, LLCAug 25, 2026 · Other
- David R Slavic to Edward JonesSep 9, 2025 · Other
- Jennifer Vaughn Kerr to Podell Financial Group LLCJul 15, 2025 · Other
- Gregory Madison to Missionsquare RetirementJul 15, 2025 · Other
- Patrick Moss to Strategic Advisers LLCMay 16, 2025 · Other
- Kevin Conlon Wallace to OnedigitalFeb 13, 2024 · Other
- David E Herlihy to Slavic Wealth Management, Inc.Jan 25, 2024 · Other
Joined, latest
- Barbara Vaughan Redstone from Ameritas Advisory Services, LLCJun 6, 2025 · Other
- Patrick Moss from Slavic Wealth Management, Inc.Feb 12, 2024 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Julius John Slavic · President/Chief Compliance Officercontrolsince 12/1986 · owns less than 5%
- Julius John Slavic · Shareholdercontrolsince 03/2024 · owns 50% to 75% of Slavic401k Holdings, LLC (Sh)
- Martin James Schoenmaker · Chief Strategy Officersince 04/1998 · owns less than 5%
Entity owners
- Slavic401k Holdings, LLC (Sh) · Holding Companydirect · owns 75% or more
Related persons
Schedule D 7.A
- Slavic Wealth Management, Inc.investment advisern
Advisers that list Slavic Mutual Funds Management Corp. as a related person
- 327929 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Boca Raton, Fl · principal | 6 | 0 | 2 | ||
| Sudbury, Ma | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 6,128 to 6,754May 15, 2025 to Mar 30, 2026
- Advisory employees · 4 to 3May 15, 2025 to Mar 30, 2026
- Individual clients · 357 to 304May 15, 2025 to Mar 30, 2026
- Pension plan clients · 380 to 351May 15, 2025 to Mar 30, 2026
- Employees · 18 to 13May 15, 2025 to Mar 30, 2026
- State-registered IARs · 13 to 10May 15, 2025 to Mar 30, 2026
- Discretionary RAUM · $4.5B to $5.0BMay 15, 2025 to Mar 30, 2026
- Individual RAUM · $33.3M to $35.8MMay 15, 2025 to Mar 30, 2026
- Pension RAUM · $4.5B to $4.9BMay 15, 2025 to Mar 30, 2026
- RAUM · $4.5B to $5.0BMay 15, 2025 to Mar 30, 2026
- Financial planning clients · unset to Mar 28, 2025 to May 15, 2025
- Accounts · 1,098 to 6,128Dec 2, 2024 to Mar 28, 2025
- Advisory activities · 3 to 2Dec 2, 2024 to Mar 28, 2025
- Individual clients · 687 to 357Dec 2, 2024 to Mar 28, 2025
- Pension plan clients · 411 to 380Dec 2, 2024 to Mar 28, 2025
- Employees · 17 to 18Dec 2, 2024 to Mar 28, 2025
- Insurance-licensed employees · 0 to 1Dec 2, 2024 to Mar 28, 2025
- Financial planning clients · 0 to unsetDec 2, 2024 to Mar 28, 2025
- Discretionary RAUM · $5.6B to $4.5BDec 2, 2024 to Mar 28, 2025
- Individual RAUM · $37.4M to $33.3MDec 2, 2024 to Mar 28, 2025
- Pension RAUM · $5.6B to $4.5BDec 2, 2024 to Mar 28, 2025
- RAUM · $5.6B to $4.5BDec 2, 2024 to Mar 28, 2025
- Accounts · 879 to 1,098Mar 31, 2023 to Mar 28, 2024
- Advisory employees · 16 to 4Mar 31, 2023 to Mar 28, 2024
- Individual clients · 436 to 687Mar 31, 2023 to Mar 28, 2024
- Pension plan clients · 443 to 411Mar 31, 2023 to Mar 28, 2024
- Other offices · 2 to 0Mar 31, 2023 to Mar 28, 2024
- Discretionary RAUM · $4.1B to $5.6BMar 31, 2023 to Mar 28, 2024
- Individual RAUM · $25.3M to $37.4MMar 31, 2023 to Mar 28, 2024
- Pension RAUM · $4.1B to $5.6BMar 31, 2023 to Mar 28, 2024
- RAUM · $4.1B to $5.6BMar 31, 2023 to Mar 28, 2024
- Related adviser · false to trueMar 31, 2023 to Mar 28, 2024
- Accounts · 835 to 879Jun 29, 2022 to Mar 31, 2023
- Advisory employees · 15 to 16Jun 29, 2022 to Mar 31, 2023
- Advisory activities · 2 to 3Jun 29, 2022 to Mar 31, 2023
- Individual clients · 364 to 436Jun 29, 2022 to Mar 31, 2023
- Pension plan clients · 471 to 443Jun 29, 2022 to Mar 31, 2023
- Employees · 24 to 17Jun 29, 2022 to Mar 31, 2023
- Financial planning clients · unset to 0Jun 29, 2022 to Mar 31, 2023
- Other offices · 1 to 2Jun 29, 2022 to Mar 31, 2023
Signals
14 dated events
- Robert Thomas Walsh left Slavic Mutual Funds Management Corp. for Cbiz Investment Advisory Services, Llc (registered 2026-06-23)Aug 25, 2026 · Advisor changed firm · fact
- Kevin David Hurley left Slavic Mutual Funds Management Corp. for Provenance Wealth Advisors (registered 2026-07-27)Aug 25, 2026 · Advisor changed firm · fact
- David R Slavic left Slavic Mutual Funds Management Corp. for Edward Jones (registered 2025-10-14)Sep 9, 2025 · Advisor changed firm · fact
- Jennifer Vaughn Kerr left Slavic Mutual Funds Management Corp. for Podell Financial Group Llc (registered 2025-08-04)Jul 15, 2025 · Advisor changed firm · fact
- Gregory Madison left Slavic Mutual Funds Management Corp. for Missionsquare Retirement (registered 2026-08-27)Jul 15, 2025 · Advisor changed firm · fact
- Patrick Moss left Slavic Mutual Funds Management Corp. for Strategic Advisers Llc (registered 2025-06-20)May 16, 2025 · Advisor changed firm · fact
- Abraham Michael Sandler (Stockholder) no longer on Schedule A of Slavic Mutual Funds Management Corp. (listed 2024-03-29, absent 2024-12-02)Dec 2, 2024 · Control person left · inference
- Slavic Mutual Funds Management Corp. reported RAUM $5.6B, up 35% from $4.1B (2023-03-31 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- Kevin Conlon Wallace left Slavic Mutual Funds Management Corp. for Onedigital (registered 2024-02-21)Feb 13, 2024 · Advisor changed firm · fact
- David E Herlihy left Slavic Mutual Funds Management Corp. for Slavic Wealth Management, Inc. (registered 2023-11-27)Jan 25, 2024 · Advisor changed firm · fact
- Slavic Mutual Funds Management Corp. reported RAUM $3.9B, up 47% from $2.7B (2021-04-29 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Slavic Mutual Funds Management Corp. reported RAUM $2.7B, down 56% from $6.1B (2021-03-01 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- Slavic Mutual Funds Management Corp. reported RAUM $6.1B, up 46% from $4.2B (2019-11-25 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- Slavic Mutual Funds Management Corp. reported RAUM $3.8B, up 82% from $2.1B (2017-03-29 to 2018-03-30)Mar 30, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/slavic401k-retirement-plan-servicesreportedpublic record, Form ADV, Sep 17, 2026
- Website
- slavic401K.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 561-241-9244reportedpublic record, Form ADV, Apr 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Institutional managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $829Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026