P•••••• M•••

Advisor at S•••••••• A••••••• L••

GRAND RAPIDS, MI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2a8acfc9-8c36-8c72-827b-8048fcf9f1a3

Data as of Sep 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Apr 21, 2022 to Sep 16, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••••• A••••••• L••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Apr 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••••• A••••••• L••	National bd RIA	Jun 20, 2025	n/a	yes	GRAND RAPIDS, MI\|GRAND RAPIDS, MI	Current employment
S••••• M••••• F•••• M••••••••• C••••	Institutional manager	Feb 12, 2024	May 16, 2025	no	BOCA RATON, FL\|Highland, MI\|Chicago, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••• W••••• M••••••••• I•••	S••••• M••••• F•••• M••••••••• C••••	May 23, 2025	Feb 12, 2024	-466	Firm change after gap	Other
S••••• M••••• F•••• M••••••••• C••••	S•••••••• A••••••• L••	May 16, 2025	Jun 20, 2025

Relationships

Registered with (4)

→ S•••••••• A••••••• L••Registered adviserregistration: current employment
Jun 20, 2025 to presentfactForm ADV
→ S••••• W••••• M••••••••• I•••Registered adviserregistration: previous registration
Nov 28, 2023 to May 23, 2025factForm ADV
→ S••••• M••••• F•••• M••••••••• C••••Registered adviserregistration: previous registration
Feb 12, 2024 to May 16, 2025factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

Occurred
May 23, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
May 16, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Jun 20, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2a8acfc9-8c36-8c72-827b-8048fcf9f1a3
First observed: Apr 21, 2022
Last observed: Sep 16, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.