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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

Jan S Zambrano

Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MIAMI, FL

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Search this name across graphsid dfx:ria:5492fdc3-1fd0-8fda-8fc8-62e703f760f7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:27 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Jun 19, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 1, 2014earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Jun 8, 2015
First registration: Jun 19, 2015
Dual registered: yes, broker-dealer
Other names: JAN ZAMBRANO|JAN SEBASTIAN ZAMBRANO
IAPD individual key: 6192951

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	May 10, 2022	n/a	yes	MIAMI, FL	Current employment
ACTIVEST WEALTH MANAGEMENT, LLC	Independent wealth	Jan 11, 2022	Feb 4, 2022	no	AVENTURA, FL	Previous registration
SANTANDER SECURITIES	Bd affiliated wealth	Mar 28, 2019	Jan 10, 2022	no	Miami, FL\|San Juan, PR	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jun 19, 2015	Mar 19, 2019	no	MIAMI, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ACTIVEST WEALTH MANAGEMENT, LLC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Feb 4, 2022	May 10, 2022	95	Firm change	RIA to wirehouse
SANTANDER SECURITIES	ACTIVEST WEALTH MANAGEMENT, LLC	Jan 10, 2022	Jan 11, 2022	1	Firm change	Ibd to RIA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	SANTANDER SECURITIES	Mar 19, 2019	Mar 28, 2019	9	Firm change	Wirehouse to ibd

Relationships

Registered with (3)

→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jun 19, 2015 to Mar 19, 2019factForm ADV
→ ACTIVEST WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jan 11, 2022 to Feb 4, 2022factForm ADV
→ SANTANDER SECURITIESRegistered adviserregistration: previous registration
Mar 28, 2019 to Jan 10, 2022factForm ADV

Dated events

Occurred
Feb 4, 2022
Advisor changed firm
Jan S Zambrano left Activest Wealth Management, Llc for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2022-05-10)
Form ADVobserved 4 days ago
Occurred
Jan 10, 2022
Advisor changed firm
Jan S Zambrano left Santander Securities for Activest Wealth Management, Llc (registered 2022-01-11)
Form ADVobserved 4 days ago