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Advisor at AMERIPRISE FINANCIAL SERVICES, LLC
Seattle, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Apr 1, 2025 | n/a | yes | Seattle, WA | Current employment |
| MORGAN STANLEY | Wirehouse | Sep 12, 2018 | Aug 24, 2021 | no | Bellevue, WA | Previous registration |
| CHARLES SCHWAB & CO., INC. | National bd RIA | Sep 20, 2016 | Aug 31, 2018 | no | Bellevue, WA|Redmond, WA|Boise, ID | Previous registration |
| RUSSELL INVESTMENTS | Asset manager | Feb 8, 2011 | Feb 2, 2015 | no | SEATTLE, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | AMERIPRISE FINANCIAL SERVICES, LLC | Aug 24, 2021 | Apr 1, 2025 | 1,316 | Firm change after gap | Wirehouse to ibd |
| CHARLES SCHWAB & CO., INC. | MORGAN STANLEY | Aug 31, 2018 | Sep 12, 2018 | 12 | Firm change | Ibd to wirehouse |
| RUSSELL INVESTMENTS | CHARLES SCHWAB & CO., INC. | Feb 2, 2015 | Sep 20, 2016 | 596 | Firm change after gap | Other |