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Advisor at EMPOWER ADVISORY GROUP, LLC
GREENWOOD VILLAGE, CO | RICHMOND, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | Bd affiliated wealth | Aug 28, 2026 | n/a | yes | RICHMOND, TX|GREENWOOD VILLAGE, CO | Current employment |
| STRATEGIC ADVISERS LLC | National bd RIA | Mar 31, 2025 | Jul 30, 2026 | no | RICHMOND, TX|RICHMOND, TX|BOSTON, MA | Previous registration |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | Former SEC adviser | Jul 18, 2022 | Mar 31, 2025 | no | HOUSTON, TX | Previous registration |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | Former SEC adviser | May 12, 2020 | Sep 2, 2021 | no | Houston, TX|Houston, TX | Previous registration |
| TD AMERITRADE, INC. | Former SEC adviser | Sep 6, 2017 | Sep 2, 2021 | no | CHICAGO, IL|HOUSTON, TX | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | May 28, 2015 | Jul 28, 2017 | no | JACKSONVILLE, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| STRATEGIC ADVISERS LLC | EMPOWER ADVISORY GROUP, LLC | Jul 30, 2026 | Aug 28, 2026 | 29 | Firm change | Ibd to ibd |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | STRATEGIC ADVISERS LLC | Mar 31, 2025 | Mar 31, 2025 | 0 | Bulk transfer | Ibd to ibd |
| TD AMERITRADE, INC. | TD AMERITRADE INVESTMENT MANAGEMENT, LLC | Sep 2, 2021 | May 12, 2020 | -478 | Channel change | Other |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | FIDELITY PERSONAL AND WORKPLACE ADVISORS | Sep 2, 2021 | Jul 18, 2022 | 319 | Firm change | RIA to ibd |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | TD AMERITRADE, INC. | Jul 28, 2017 | Sep 6, 2017 | 40 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7691:7870:FL:2017-07-20 | Jul 28, 2017 | Sep 6, 2017 | JACKSONVILLE, FL | Firm change |