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D••• M•••••• D••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

D••• M•••••• D••••

Advisor at R••••••••• C••••••••• G••••

WEST DES MOINES, IA

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Search this name across graphsid dfx:ria:54cd0e73-432b-5ed2-f16d-8e4e6f653648

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:11 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Feb 12, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••••••••• C••••••••• G••••
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 29, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
R••••••••• C••••••••• G••••	Mixed wealth	Jul 2, 2019	n/a	yes	WEST DES MOINES, IA	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Sep 5, 2012	n/a	yes	WEST DES MOINES, IA

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••• A••••••• S•••••••	L•• F•••••••• L••	Sep 11, 2012	Sep 5, 2012	-6	Firm change	Other
N•• E•••••• S••••••••• C•••••••••	A••••••• A••••••• S•••••••	Sep 13, 2005

Relationships

Registered with (4)

→ R••••••••• C••••••••• G••••Registered adviserregistration: current employment
Jul 2, 2019 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: current employment
Sep 5, 2012 to presentfactForm ADV
→ A••••••• A••••••• S•••••••Registered adviserregistration: previous registration
Aug 16, 2005 to Sep 11, 2012factForm ADV
→ N•• E•••••• S••••••••• C•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:54cd0e73-432b-5ed2-f16d-8e4e6f653648
First observed: Feb 12, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.