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Advisor at LIBERTY ADVISERS INC.
LINCOLN, NE
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LIBERTY ADVISERS INC. | State registered | Feb 4, 2016 | n/a | yes | LINCOLN, NE | Current employment |
| REHA, INC., REGISTERED INVESTMENT ADVISOR | n/a | Nov 10, 2010 | Feb 4, 2016 | no | LINCOLN, NE | Previous registration |
| BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC. | Bd affiliated wealth | Feb 18, 2009 | Nov 4, 2010 | no | LINCOLN, NE|Cedar Rapids, IA|LINCOLN, NE | Previous registration |
| NFP ADVISOR SERVICES, LLC | Former SEC adviser | Apr 4, 2008 | Feb 13, 2009 | no | LINCOLN, NE|AUSTIN, TX|LINCOLN, NE | Previous registration |
| OSAIC FS, INC. | Former SEC adviser | Mar 27, 2007 | Apr 1, 2008 | no | LINCOLN, NE|BOCA RATON, FL|LINCOLN, NE | Previous registration |
| VOYA FINANCIAL ADVISORS, INC. | Bd affiliated wealth | Jun 9, 2005 | Sep 14, 2006 | no | LINCOLN, NE|LINCOLN, NE | Previous registration |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | Mar 28, 2005 | May 26, 2005 | no | LINCOLN, NE | Previous registration |
| CAMBRIDGE INVESTMENT RESEARCH, INC. | n/a | Feb 10, 2004 | Mar 28, 2005 | no | LINCOLN, NE | Previous registration |
| OSAIC FA, INC. | Former SEC adviser | Oct 3, 2003 | Feb 3, 2004 | no | OVERLAND PARK, KS | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| REHA, INC., REGISTERED INVESTMENT ADVISOR | LIBERTY ADVISERS INC. | Feb 4, 2016 | Feb 4, 2016 | 0 | Firm change | Other |
| BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC. | REHA, INC., REGISTERED INVESTMENT ADVISOR | Nov 4, 2010 | Nov 10, 2010 | 6 | Firm change | Other |
| NFP ADVISOR SERVICES, LLC | BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC. | Feb 13, 2009 | Feb 18, 2009 | 5 | Firm change | Other |
| OSAIC FS, INC. | NFP ADVISOR SERVICES, LLC | Apr 1, 2008 | Apr 4, 2008 | 3 | Firm change | Other |
| VOYA FINANCIAL ADVISORS, INC. | OSAIC FS, INC. | Sep 14, 2006 | Mar 27, 2007 | 194 | Firm change | Other |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | VOYA FINANCIAL ADVISORS, INC. | May 26, 2005 | Jun 9, 2005 | 14 | Firm change | Other |
| CAMBRIDGE INVESTMENT RESEARCH, INC. | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Mar 28, 2005 | Mar 28, 2005 | 0 | Bulk transfer | Other |
| OSAIC FA, INC. | CAMBRIDGE INVESTMENT RESEARCH, INC. | Feb 3, 2004 | Feb 10, 2004 | 7 | Firm change | Other |