DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C••••• J••• R•••

L•••••• A••••••• I•••state registeredLincoln, NeIA-onlyIAPD 2984026

Feed of 09/14/2026

Also filed as Con R•••

At current firm

10 y

since Feb 4, 2016

In the industry

27 y

since Jun 21, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•••••• A••••••• I••• state r••••••••• current
since Feb 4, 2016 · Lincoln, Ne
R•••• I•••• R••••••••• I••••••••• A•••••• unclassified
Nov 10, 2010 to Feb 4, 2016 · Lincoln, Ne
B•••••• F••••• • C•••••• F•••••••• S•••••••• I••• BD affiliated
Feb 18, 2009 to Nov 4, 2010 · Lincoln, Ne
N•• A•••••• S•••••••• L•• former
Apr 4, 2008 to Feb 13, 2009 · Lincoln, Ne
O•••• F•• I••• former
Mar 27, 2007 to Apr 1, 2008 · Lincoln, Ne
V••• F•••••••• A•••••••• I••• BD affiliated
Jun 9, 2005 to Sep 14, 2006 · Lincoln, Ne
C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated
Mar 28, 2005 to May 26, 2005 · Lincoln, Ne
C•••••••• I••••••••• R•••••••• I••• unclassified
Feb 10, 2004 to Mar 28, 2005 · Lincoln, Ne
O•••• F•• I••• former
Oct 3, 2003 to Feb 3, 2004 · Overland Park, Ks

Moves

a registration end followed by a registration begin elsewhere

R•••• I•••• R••••••••• I••••••••• A•••••• to L•••••• A••••••• I•••
left Feb 4, 2016, registered Feb 4, 2016 (0 days) · Other
B•••••• F••••• • C•••••• F•••••••• S•••••••• I••• to R•••• I•••• R••••••••• I••••••••• A••••••
left Nov 4, 2010, registered Nov 10, 2010 (6 days) · Other
N•• A•••••• S•••••••• L•• to B•••••• F••••• • C•••••• F•••••••• S•••••••• I•••
left Feb 13, 2009, registered Feb 18, 2009 (5 days) · Other
O•••• F•• I••• to N•• A•••••• S•••••••• L••
left Apr 1, 2008, registered Apr 4, 2008 (3 days) · Other
V••• F•••••••• A•••••••• I••• to O•••• F•• I•••
left Sep 14, 2006, registered Mar 27, 2007 (194 days) · Other
C•••••••• I••••••••• R••••••• A•••••••• I••• to V••• F•••••••• A•••••••• I•••
left May 26, 2005, registered Jun 9, 2005 (14 days) · Other
C•••••••• I••••••••• R•••••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••
left Mar 28, 2005, registered Mar 28, 2005 (0 days) · corporate re-registration, not a move
O•••• F•• I••• to C•••••••• I••••••••• R•••••••• I•••
left Feb 3, 2004, registered Feb 10, 2004 (7 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address