DFX Intelligence
Reading the graph
Reading the graph
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Advisor at L•• F•••••••• L••
OKEMOS, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | Bd affiliated wealth | Aug 21, 2023 | n/a | yes | OKEMOS, MI | Current employment |
| S••••• F•••••••• W•••••• W••• P••••• Y•• T•••• | Independent wealth | Nov 9, 2010 | May 12, 2014 | no | CLINTON TOWNSHIP, MI |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| S•• | S••••• F•••••••• W•••••• W••• P••••• Y•• T•••• | Aug 21, 2023 | Nov 9, 2010 | -4,668 | Firm change after gap | Ibd to RIA |
| S••••• F•••••••• W•••••• W••• P••••• Y•• T•••• | L•• F•••••••• L•• | May 12, 2014 | Aug 21, 2023 |
| S•• | Bd affiliated wealth | Sep 28, 2009 | Aug 21, 2023 | no | HOWELL, MI|ANN ARBOR, MI|ANN ARBOR, MI|PLYMOUTH, MI|OKEMOS, MI | Previous registration |
| F•• S••••••••• C••••••••• | Former SEC adviser | Nov 6, 2008 | Sep 28, 2009 | no | MILTON, GA|HOWELL, MI | Previous registration |
| S•• | Bd affiliated wealth | Oct 11, 2004 | Sep 19, 2008 | no | HOWELL, MI | Previous registration |
| 3,388 |
| Firm change after gap |
| RIA to ibd |
| F•• S••••••••• C••••••••• | S•• | Sep 28, 2009 | Sep 28, 2009 | 0 | Firm change | Other |
| S•• | F•• S••••••••• C••••••••• | Sep 19, 2008 | Nov 6, 2008 | 48 | Firm change | Other |