DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••••• W•••• H•••••

L•• F•••••••• L••BD affiliatedOkemos, Midual registrantIAPD 2176465

Certified Financial Planner

Feed of 09/14/2026

Also filed as J•••••• W H•••••

At current firm

3 y

since Aug 21, 2023

In the industry

34 y

since Aug 3, 1992 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Aug 21, 2023 · Okemos, Mi
S••••• F•••••••• W•••••• W••• P••••• Y•• T•••• independent RIA
Nov 9, 2010 to May 12, 2014 · Clinton Township, Mi
S•• BD affiliated
Sep 28, 2009 to Aug 21, 2023 · Howell, Mi
F•• S••••••••• C••••••••• former
Nov 6, 2008 to Sep 28, 2009 · Milton, Ga
S•• BD affiliated
Oct 11, 2004 to Sep 19, 2008 · Howell, Mi

Moves

a registration end followed by a registration begin elsewhere

S•• to S••••• F•••••••• W•••••• W••• P••••• Y•• T••••
left Aug 21, 2023, registered Nov 9, 2010 (-4668 days) · Affiliated broker-dealer or bank to independent RIA
S••••• F•••••••• W•••••• W••• P••••• Y•• T•••• to L•• F•••••••• L••
left May 12, 2014, registered Aug 21, 2023 (3388 days) · RIA to affiliated broker-dealer or bank
F•• S••••••••• C••••••••• to S••
left Sep 28, 2009, registered Sep 28, 2009 (0 days) · Other
S•• to F•• S••••••••• C•••••••••
left Sep 19, 2008, registered Nov 6, 2008 (48 days) · Other

Signals

J•••••• W•••• H••••• left Spc for S••••• F•••••••• W•••••• W••• P••••• Y•• T•••• (registered 2010-11-09)
Aug 21, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 34derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address