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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

HU H ZHOU

Advisor at STRATEGIC ADVISERS LLC

MOUNTAIN VIEW, CA | SAN JOSE, CA

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Search this name across graphsid dfx:ria:54ee4c8f-f9d7-3d54-8f46-aa34ef7d5558

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: May 22, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STRATEGIC ADVISERS LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 21, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 2
Exams: S66
First exam: May 21, 2007
First registration: May 22, 2007
Dual registered: yes, broker-dealer
Other names: DAVID ZHOU|HAO ZHOU|DAVID ZHOU|HAO HU ZHOU|Hu Hao Zhou|HU ZHOU ZHOU
IAPD individual key: 5311546

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STRATEGIC ADVISERS LLC	National bd RIA	Mar 31, 2025	n/a	yes	SAN JOSE, CA\|MOUNTAIN VIEW, CA	Current employment
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	May 17, 2021	Mar 31, 2025	no	MOUNTAIN VIEW, CA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Sep 28, 2011	Mar 31, 2021	no	SUNNYVALE, CA\|SUNNYVALE, CA\|SUNNYVALE, CA\|SACRAMENTO, CA\|SUNNYVALE, CA\|CUPERTINO, CA\|CUPERTINO, CA\|SACRAMENTO, CA\|SAN JOSE, CA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jan 3, 2011	Aug 19, 2011	no	SUNNYVALE, CA	Previous registration
WELLS FARGO INVESTMENTS, LLC	n/a	Feb 18, 2009	Jan 3, 2011	no	CUPERTINO, CA\|SUNNYVALE, CA	Previous registration
BELLATORE FINANCIAL, INC.	Independent wealth	Sep 11, 2008	Nov 12, 2008	no	THE WOODLANDS, TX	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	May 22, 2007	Nov 16, 2007	no	CUPERTINO, CA\|FREMONT, CA\|SAN JOSE, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIDELITY PERSONAL AND WORKPLACE ADVISORS	STRATEGIC ADVISERS LLC	Mar 31, 2025	Mar 31, 2025	0	Bulk transfer	Ibd to ibd
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Mar 31, 2021	May 17, 2021	47	Firm change	Wirehouse to ibd
WELLS FARGO ADVISORS	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Aug 19, 2011	Sep 28, 2011	40	Firm change	Wirehouse to wirehouse
WELLS FARGO INVESTMENTS, LLC	WELLS FARGO ADVISORS	Jan 3, 2011	Jan 3, 2011	0	Bulk transfer	Other
BELLATORE FINANCIAL, INC.	WELLS FARGO INVESTMENTS, LLC	Nov 12, 2008	Feb 18, 2009	98	Firm change	Other
BANC OF AMERICA INVESTMENT SERVICES, INC.	BELLATORE FINANCIAL, INC.	Nov 16, 2007	Sep 11, 2008	300	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
7691:288590:CA:2021-03-23	Mar 31, 2021	May 17, 2021	SAN JOSE, CA	Firm change

Relationships

Registered with (7)

→ STRATEGIC ADVISERS LLCRegistered adviserregistration: current employment
Mar 31, 2025 to presentfactForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
May 17, 2021 to Mar 31, 2025factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Sep 28, 2011 to Mar 31, 2021factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 3, 2011 to Aug 19, 2011factForm ADV
→ WELLS FARGO INVESTMENTS, LLCRegistered adviserregistration: previous registration
Feb 18, 2009 to Jan 3, 2011factForm ADV
→ BELLATORE FINANCIAL, INC.Registered adviserregistration: previous registration
Sep 11, 2008 to Nov 12, 2008factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
May 22, 2007 to Nov 16, 2007factForm ADV

Dated events

No dated event names this entity yet.