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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

CODIE TIFFIN

Advisor at LPL FINANCIAL LLC

SAN DIEGO, CA | Edmond, OK | EDMOND, OK

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Search this name across graphsid dfx:ria:54f38c8b-becb-71bc-bf78-67ee7f5cb583

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 3
On other graphs: 0
Observed: Aug 6, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 13, 2010earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 2
Exams: S66|S63
First exam: Dec 13, 2010
First registration: Aug 6, 2013
Dual registered: yes, broker-dealer
Other names: CODIE GIBBONS|Codie Tiffin|CODIE HARDY
IAPD individual key: 5823301

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Feb 3, 2026	n/a	yes	Edmond, OK\|SAN DIEGO, CA\|EDMOND, OK	Current employment
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Apr 4, 2023	Feb 3, 2026	no	OKLAHOMA CITY, OK	Previous registration
DAI WEALTH, LLC	Independent wealth	Dec 19, 2022	Feb 16, 2023	no	ATLANTA, GA	Previous registration
SCF INVESTMENT ADVISORS, INC.	Former SEC adviser	Jul 30, 2019	Dec 22, 2022	no	SAN DIEGO, CA\|Albuquerque, NM\|EDMOND, OK	Previous registration
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Jun 30, 2017	Jul 31, 2019	no	ALBUQUERQUE, NM	Previous registration
CLOAK ADVISORS	State registered	Feb 8, 2017	Jun 14, 2017	no	ALBUQUERQUE, NM	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Aug 19, 2015	Jan 23, 2017	no	ALBUQUERQUE, NM	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Aug 6, 2013	Jul 13, 2015	no	THE WOODLANDS, TX\|ALBUQUERQUE, NM\|CHARLOTTE, NC\|ALBUQUERQUE, NM\|SCOTTSDALE, AZ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	LPL FINANCIAL LLC	Feb 3, 2026	Feb 3, 2026	0	Firm change	Wirehouse to ibd
DAI WEALTH, LLC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Feb 16, 2023	Apr 4, 2023	47	Firm change	RIA to wirehouse
SCF INVESTMENT ADVISORS, INC.	DAI WEALTH, LLC	Dec 22, 2022	Dec 19, 2022	-3	Firm change	Ibd to RIA
CETERA INVESTMENT ADVISERS LLC	SCF INVESTMENT ADVISORS, INC.	Jul 31, 2019	Jul 30, 2019	-1	Firm change	Ibd to ibd
CLOAK ADVISORS	CETERA INVESTMENT ADVISERS LLC	Jun 14, 2017	Jun 30, 2017	16	Firm change	Other
STRATEGIC ADVISERS LLC	CLOAK ADVISORS	Jan 23, 2017	Feb 8, 2017	16	Firm change	Ibd to state RIA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	STRATEGIC ADVISERS LLC	Jul 13, 2015	Aug 19, 2015	37	Firm change	Wirehouse to ibd

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
123608:138938:OK:2022-12-22	Dec 22, 2022	Dec 19, 2022	EDMOND, OK	Firm change

Relationships

Registered with (7)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Feb 3, 2026 to presentfactForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Apr 4, 2023 to Feb 3, 2026factForm ADV
→ DAI WEALTH, LLCRegistered adviserregistration: previous registration
Dec 19, 2022 to Feb 16, 2023factForm ADV
→ SCF INVESTMENT ADVISORS, INC.Registered adviserregistration: previous registration
Jul 30, 2019 to Dec 22, 2022factForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Jun 30, 2017 to Jul 31, 2019factForm ADV
→ CLOAK ADVISORSRegistered adviserregistration: previous registration
Feb 8, 2017 to Jun 14, 2017factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Aug 19, 2015 to Jan 23, 2017factForm ADV

Dated events

Occurred
Feb 3, 2026
Advisor changed firm
Codie Tiffin left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Lpl Financial Llc (registered 2026-02-03)
Form ADVobserved 4 days ago
Occurred
Feb 16, 2023
Advisor changed firm
Codie Tiffin left Dai Wealth, Llc for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2023-04-04)
Form ADVobserved 4 days ago
Occurred
Dec 22, 2022
Advisor changed firm
Codie Tiffin left Scf Investment Advisors, Inc. for Dai Wealth, Llc (registered 2022-12-19)
Form ADVobserved 4 days ago