DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Codie Tiffin

LPL Financial LLCBD affiliatedSan Diego, Ca dual registrantIAPD 5823301

Feed of 09/15/2026

Also filed as Codie Gibbons

At current firm

0 y

since Feb 3, 2026

In the industry

15 y

since Dec 13, 2010 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Financial LLC BD affiliated current
since Feb 3, 2026 · Edmond, Ok
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Apr 4, 2023 to Feb 3, 2026 · Oklahoma City, Ok
Dai Wealth, LLC independent RIA
Dec 19, 2022 to Feb 16, 2023 · Atlanta, Ga
Scf Investment Advisors, Inc. former
Jul 30, 2019 to Dec 22, 2022 · San Diego, Ca
Cetera Investment Advisers LLC BD affiliated
Jun 30, 2017 to Jul 31, 2019 · Albuquerque, Nm
Cloak Advisors state registered
Feb 8, 2017 to Jun 14, 2017 · Albuquerque, Nm
Strategic Advisers LLC national BD
Aug 19, 2015 to Jan 23, 2017 · Albuquerque, Nm
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Aug 6, 2013 to Jul 13, 2015 · The Woodlands, Tx

Moves

a registration end followed by a registration begin elsewhere

Merrill Lynch, Pierce, Fenner & Smith Incorporated to LPL Financial LLC
left Feb 3, 2026, registered Feb 3, 2026 (0 days) · Wirehouse to affiliated broker-dealer or bank
Dai Wealth, LLC to Merrill Lynch, Pierce, Fenner & Smith Incorporated
left Feb 16, 2023, registered Apr 4, 2023 (47 days) · RIA to wirehouse
Scf Investment Advisors, Inc. to Dai Wealth, LLC
left Dec 22, 2022, registered Dec 19, 2022 (-3 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
Cetera Investment Advisers LLC to Scf Investment Advisors, Inc.
left Jul 31, 2019, registered Jul 30, 2019 (-1 days) · Affiliated broker-dealer or bank to another
Cloak Advisors to Cetera Investment Advisers LLC
left Jun 14, 2017, registered Jun 30, 2017 (16 days) · Other
Strategic Advisers LLC to Cloak Advisors
left Jan 23, 2017, registered Feb 8, 2017 (16 days) · Affiliated broker-dealer or bank to a state-registered adviser
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Strategic Advisers LLC
left Jul 13, 2015, registered Aug 19, 2015 (37 days) · Wirehouse to affiliated broker-dealer or bank

Signals

Codie Tiffin left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Lpl Financial Llc (registered 2026-02-03)
Feb 3, 2026 · Advisor changed firm · fact
Codie Tiffin left Dai Wealth, Llc for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2023-04-04)
Feb 16, 2023 · Advisor changed firm · fact
Codie Tiffin left Scf Investment Advisors, Inc. for Dai Wealth, Llc (registered 2022-12-19)
Dec 22, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 15derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address