DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C•••••• A••••••• G••••• I••
Latest filing Mar 29, 2026
First filing on the tape Mar 19, 2012 · 27 filings
SEC status approved since May 24, 2001
RAUM
$23B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.1%
$17.9M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$3.8B
derived; firm RAUM over IAPD count
Employees
33
20 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
27 filings and snapshots on the tape
RAUM$23B as of Mar 29, 2026
Mar 19, 2012$6.6B then
HNW client RAUM$17.9M as of Mar 29, 2026
Mar 31, 2022$109M then
State-registered IARs (5.B.3)6 as of Mar 29, 2026
Apr 1, 20139 then
Employees (5.A)33 as of Mar 29, 2026
Apr 1, 201325 then
Private funds: no history
RAUM -12% over the last fiscal year+0.8% a year over threeIARs 7 to 6offices 3 to 2
Practice profile
derived from the filing of Mar 29, 2026; every figure names its basis
- RAUM per advisor
- $3.8BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.6MderivedHNW RAUM over HNW clients
- Average account
- $97.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 5.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- -12%derivedbetween the last two annual amendments
- Advisor growth, one year
- -14%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, publications, educational seminars, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Corporations and businesses$23B99%
- Charitable organizations$120M0.5%
- High-net-worth individuals$17.9M0.1%
- Individual clients
- n/areported
- HNW clients
- 5reported
- Pension plan clients
- n/areported
- Charitable clients
- 3reported
- Accounts
- 236reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| B••••••• K•••• C••••••• | Newton, Ma | Feb 24, 2000 | 42 y | 0 |
| K••• E•••••••• R••• | Newton, Ma | Mar 17, 2002 | 25 y | 0 |
| M••• B••••••• S•• A•••• | Newton, Ma | Mar 17, 2002 | 24 y | 0 |
| L•••• P••Chartered Financial Analyst | Newton, Ma | Jan 28, 2004 | 23 y | 0 |
| S••••• T••••• S••••• | Boston, Ma | Mar 27, 2008 | 20 y | 0 |
| M•••••• R••• P•••••• | Boston, Ma | Sep 24, 2018 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- A•••••• P••• V••••• to D•••••• R••••••••• S••••••••• L••Oct 12, 2011 · Other
- S••••• A••• F•••• to F•••• C••••••• A•••• M••••••••• I••Sep 7, 2011 · Other
- S••• S•••• to S•• A•••• M•••••••••Mar 2, 2004 · Other
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C•••••••• B•••••••• K•••• · Ceocontrolsince 06/1991 · owns less than 5%
- S•••••• S••••••• R•••••• · President & C•••• Operating O••••••controlsince 03/2015 · owns 5% to 10%
- T••••• K•••• E•••••••• · C•••• C••••••••• O••••••controlsince 10/2006 · owns less than 5%
- C•••••••• B•••••••• K•••• · Trusteecontrolsince 12/2011 · owns 25% to 50% of B••••••• K. Campell Trust Of 2011
Entity owners
- B••••••• K• C••••••• T•••• O• 2••• · Ownerdirect · owns 10% to 25%
- C••••••• F••••• 1••• I••••••••• T•••• · Ownerdirect · owns 25% to 50%
- C••••••• F••••• 2••• I••••••••• T•••• · Ownerdirect · owns 10% to 25%
- C•••••••• K••••• W••• · Trusteeindirect · owns 25% to 50% of C••••••• F••••• 1••• I••••••••• T••••
- K•••• J••• N•••••••• R• · Trusteeindirect · owns 25% to 50% of C••••••• F••••• 1••• I••••••••• T••••
- P••••••• I••• A••• E• · Trusteeindirect · owns 25% to 50% of C••••••• F••••• 1••• I••••••••• T••••
Related persons
Schedule D 7.A
- K••• T••••y
- S••••• S•••••pooled vehicle sponsory
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Newton, Ma | 4 | 0 | 0 | ||
| Boston, Ma · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Fairfield, NJ3 employees
- Flemington, NJ1 employees
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 246 to 236Jun 3, 2025 to Mar 29, 2026
- Advisory employees · 22 to 20Jun 3, 2025 to Mar 29, 2026
- Charity clients · 1 to 3Jun 3, 2025 to Mar 29, 2026
- Corporate clients · 194 to 228Jun 3, 2025 to Mar 29, 2026
- Employees · 31 to 33Jun 3, 2025 to Mar 29, 2026
- State-registered IARs · 7 to 6Jun 3, 2025 to Mar 29, 2026
- Other offices · 3 to 2Jun 3, 2025 to Mar 29, 2026
- Discretionary RAUM · $26B to $23BJun 3, 2025 to Mar 29, 2026
- HNW RAUM · $18.6M to $17.9MJun 3, 2025 to Mar 29, 2026
- RAUM · $26B to $23BJun 3, 2025 to Mar 29, 2026
- Financial planning clients · 0 to 0Mar 31, 2025 to Jun 3, 2025
- Accounts · 267 to 246Apr 15, 2024 to Mar 31, 2025
- Advisory employees · 21 to 22Apr 15, 2024 to Mar 31, 2025
- Charity clients · 3 to 1Apr 15, 2024 to Mar 31, 2025
- Corporate clients · 154 to 194Apr 15, 2024 to Mar 31, 2025
- Employees · 29 to 31Apr 15, 2024 to Mar 31, 2025
- Discretionary RAUM · $26B to $26BApr 15, 2024 to Mar 31, 2025
- HNW RAUM · $66.0M to $18.6MApr 15, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $759 to $0Apr 15, 2024 to Mar 31, 2025
- RAUM · $26B to $26BApr 15, 2024 to Mar 31, 2025
- Related insurance company · true to falseApr 15, 2024 to Mar 31, 2025
- Accounts · 162 to 267Oct 23, 2023 to Mar 31, 2024
- Advisory employees · 23 to 21Oct 23, 2023 to Mar 31, 2024
- Employees · 27 to 29Oct 23, 2023 to Mar 31, 2024
- Discretionary RAUM · $22B to $26BOct 23, 2023 to Mar 31, 2024
- HNW RAUM · $69.0M to $66.0MOct 23, 2023 to Mar 31, 2024
- Non-discretionary RAUM · $146M to $759Oct 23, 2023 to Mar 31, 2024
- RAUM · $23B to $26BOct 23, 2023 to Mar 31, 2024
- Accounts · 151 to 162Feb 6, 2023 to Mar 31, 2023
- Charity clients · unset to 3.0Feb 6, 2023 to Mar 31, 2023
- Corporate clients · 146 to 154Feb 6, 2023 to Mar 31, 2023
- HNW clients · unset to 5.0Feb 6, 2023 to Mar 31, 2023
- HQ city · NEWTON to BOSTONFeb 6, 2023 to Mar 31, 2023
- State-registered IARs · 8 to 7Feb 6, 2023 to Mar 31, 2023
- Discretionary RAUM · $24B to $22BFeb 6, 2023 to Mar 31, 2023
- HNW RAUM · $109M to $69.0MFeb 6, 2023 to Mar 31, 2023
- Non-discretionary RAUM · $0 to $146MFeb 6, 2023 to Mar 31, 2023
- RAUM · $24B to $23BFeb 6, 2023 to Mar 31, 2023
- Accounts · 174 to 151Mar 31, 2021 to Mar 31, 2022
- Advisory activities · 4 to 5Mar 31, 2021 to Mar 31, 2022
Signals
4 dated events
- Lawrence Mark Hogan (Director) no longer on Schedule A of C•••••• A••••••• G••••• I•• (listed 2024-03-31, absent 2024-04-15)Apr 15, 2024 · Control person left · inference
- C•••••• A••••••• G••••• I•• reported RAUM $24.1B, up 46% from $16.5B (2021-03-31 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- C•••••• A••••••• G••••• I•• reported RAUM $16.5B, up 29% from $12.7B (2020-07-09 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- C•••••• A••••••• G••••• I•• reported succeeding to the business of Another Adviser (Form ADV Item 4)Mar 26, 2014 · Succession (Item 4) · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- w••.c•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 617-630-8100reportedpublic record, Form ADV, Mar 29, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $3.8Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026