DFX Intelligence

S••• T• H••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)15 years in industry

S••• T• H••••••••

Advisor at C••••••••• F•••••••• N••••••

SALT LAKE CITY, UT

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Nov 12, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• F•••••••• N••••••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: May 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• F•••••••• N••••••	National bd RIA	Jun 23, 2022	n/a	yes	SALT LAKE CITY, UT	Current employment
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Nov 12, 2018	Jun 6, 2022	no	Camp Hill, PA\|Sandy, UT

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• F•••••••• S•••••••• L••	C••••••••• F•••••••• N••••••	Jun 6, 2022	Jun 23, 2022	17	Firm change	Ibd to ibd
A•••••• F••••• W•••••• I•••	A••••••••• F•••••••• S•••••••• L••	Oct 19, 2018	Nov 12, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
7691:288209:PA:2017-07-31	Jul 31, 2017	Jul 28, 2017	CAMP HILL, PA	Firm change

Relationships

Registered with (4)

→ C••••••••• F•••••••• N••••••Registered adviserregistration: current employment
Jun 23, 2022 to presentfactForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Nov 12, 2018 to Jun 6, 2022factForm ADV
→ A•••••• F••••• W•••••• I•••Registered adviserregistration: previous registration
Jul 28, 2017 to Oct 19, 2018factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

Order

Occurred
6 Jun 2022
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Nov 12, 2012
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.