DFX Intelligence

M•••••• H• J••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

M•••••• H• J••••••

Advisor at J••• M••••• S••••••••• L••

Walnut Creek, CA

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Search this name across graphsid dfx:ria:555deb51-1394-8388-15d7-51c9f2c9246a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Nov 30, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J••• M••••• S••••••••• L••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Jun 23, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J••• M••••• S••••••••• L••	Wirehouse	Oct 16, 2024	n/a	yes	Walnut Creek, CA	Current employment
J••• M••••• S••••••••• L••	Wirehouse	Feb 18, 2020	Mar 26, 2024	no	SAN RAMON, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••• I••••••••• M••••••••• L••	J••• M••••• S••••••••• L••	May 7, 2019	Feb 18, 2020	287	Firm change	RIA to wirehouse
A••••••••• F•••••••• S•••••••• L••	A•••• I••••••••• M••••••••• L••	Oct 3, 2014	Nov 3, 2015

Relationships

Registered with (4)

→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Feb 18, 2020 to Mar 26, 2024factForm ADV
→ A•••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Nov 3, 2015 to May 7, 2019factForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Apr 1, 2013 to Oct 3, 2014factForm ADV
→ A•••••••• F•••• M••••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:555deb51-1394-8388-15d7-51c9f2c9246a
First observed: Nov 30, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.