DFX Intelligence

J•••• M••••• T•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor43 years in industry

J•••• M••••• T•••••

Advisor at S••••••••• W•••••

Logan, UT | SUMMIT, NJ

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Search this name across graphsid dfx:ria:55621a17-d737-32b6-6fb4-8ccfd6e01583

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 2
On other graphs: 0
Observed: Jul 2, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••••• W•••••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 1983earliest registration or exam on IAPD
Years in industry: 43derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 8

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••••• W•••••	Mixed wealth	Mar 20, 2026	n/a	yes	SUMMIT, NJ\|Logan, UT	Current employment
C•••••• F•••••••• A•••••••	State registered	Aug 18, 2022	Mar 20, 2026	no	Logan, UT	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• F•••••••• A•••••••	S••••••••• W•••••	Mar 20, 2026	Mar 20, 2026	0	Firm change	Other
D••• I••••••••• L••	C•••••• F•••••••• A•••••••	Aug 15, 2022	Aug 18, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
321212:300572:UT:2026-03-17	Mar 20, 2026	Mar 20, 2026	LOGAN, UT	Firm change
155576:321212:UT:2022-08-15	Aug 15, 2022	Aug 18, 2022	LOGAN, UT	Firm change
293750:155576:UT:2021-02-18	Feb 18, 2021	Feb 18, 2021	LOGAN, UT	Firm change
157314:293750:UT:2018-06-14	Jun 18, 2018	Jun 15, 2018

Relationships

Registered with (9)

→ S••••••••• W•••••Registered adviserregistration: current employment
Mar 20, 2026 to presentfactForm ADV
→ C•••••• F•••••••• A•••••••Registered adviserregistration: previous registration
Aug 18, 2022 to Mar 20, 2026factForm ADV
→ D••• I••••••••• L••Registered adviserregistration: previous registration
Feb 18, 2021 to Aug 15, 2022factForm ADV
→ A•• I••••••••• A•••••••• I•••

Dated events

Occurred
Mar 20, 2026
Advisor changed firm
J•••• M••••• T••••• left C•••••• F•••••••• A••••••• for S••••••••• W••••• (registered 2026-03-20)
Form ADVobserved 7 days ago
Occurred
Aug 15, 2022
Advisor changed firm
J•••• M••••• T••••• left D••• I••••••••• L•• for C•••••• F•••••••• A••••••• (registered 2022-08-18)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:55621a17-d737-32b6-6fb4-8ccfd6e01583
First observed: Jul 2, 2002
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.