DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••• M••••• T•••••

S••••••••• W•••••mixed wealthLogan, Ut IA-onlyIAPD 2245232

Feed of 09/15/2026

Also filed as J•••• M••••• T•••••

At current firm

0 y

since Mar 20, 2026

In the industry

43 y

since Jun 1, 1983 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S••••••••• W••••• mixed wealth current
since Mar 20, 2026 · Summit, Nj
C•••••• F•••••••• A••••••• state registered
Aug 18, 2022 to Mar 20, 2026 · Logan, Ut
D••• I••••••••• L•• former
Feb 18, 2021 to Aug 15, 2022 · Logan, Ut
A•• I••••••••• A•••••••• I••• former
Jun 15, 2018 to Feb 18, 2021 · Logan, Ut
A•••••• I••••••••• A•••••••• L•• former
Aug 29, 2014 to Jun 18, 2018 · Logan, Ut
S••••••• F•••••••• S•••••••• I••• former
Aug 6, 2010 to Aug 29, 2014 · Bellevue, Wa
I••••••• S••••••••• I••• unclassified
Oct 3, 2007 to Aug 11, 2010 · Idaho Falls, Id
A•••••• A•••••••• I••• unclassified
Jun 12, 2006 to Oct 3, 2007 · Salt Lake City, Ut
E•• F•••••••• A••••••• independent RIA
Jul 2, 2002 to Jun 5, 2006 · Logan, Ut

Moves

a registration end followed by a registration begin elsewhere

C•••••• F•••••••• A••••••• to S••••••••• W•••••
left Mar 20, 2026, registered Mar 20, 2026 (0 days) · Other · moved with a team
D••• I••••••••• L•• to C•••••• F•••••••• A•••••••
left Aug 15, 2022, registered Aug 18, 2022 (3 days) · RIA to a state-registered adviser · moved with a team
A•• I••••••••• A•••••••• I••• to D••• I••••••••• L••
left Feb 18, 2021, registered Feb 18, 2021 (0 days) · RIA to affiliated broker-dealer or bank · moved with a team
A•••••• I••••••••• A•••••••• L•• to A•• I••••••••• A•••••••• I•••
left Jun 18, 2018, registered Jun 15, 2018 (-3 days) · RIA to a newly registered adviser · moved with a team
S••••••• F•••••••• S•••••••• I••• to A•••••• I••••••••• A•••••••• L••
left Aug 29, 2014, registered Aug 29, 2014 (0 days) · Other
I••••••• S••••••••• I••• to S••••••• F•••••••• S•••••••• I•••
left Aug 11, 2010, registered Aug 6, 2010 (-5 days) · Other
A•••••• A•••••••• I••• to I••••••• S••••••••• I•••
left Oct 3, 2007, registered Oct 3, 2007 (0 days) · Other
E•• F•••••••• A••••••• to A•••••• A•••••••• I•••
left Jun 5, 2006, registered Jun 12, 2006 (7 days) · Other

Signals

J•••• M••••• T••••• left C•••••• F•••••••• A••••••• for S••••••••• W••••• (registered 2026-03-20)
Mar 20, 2026 · Advisor changed firm · fact
J•••• M••••• T••••• left D••• I••••••••• L•• for C•••••• F•••••••• A••••••• (registered 2022-08-18)
Aug 15, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wealth manager with institutional or fund businessderived
Years in industry: 43derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address