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RIA / WealthAdvisordual registered (broker-dealer)31 years in industry

Eric Scott Carlson

Advisor at AMERIPRISE FINANCIAL SERVICES, LLC

Destin, FL | Niceville, FL

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Search this name across graphsid dfx:ria:5568dce2-ee51-0d7c-cb6a-44a815cf67ab

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 19, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AMERIPRISE FINANCIAL SERVICES, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 21, 1994earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Oct 21, 1994
First registration: Mar 19, 2002
Dual registered: yes, broker-dealer
IAPD individual key: 2194036

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jun 22, 2018	n/a	yes	Destin, FL\|Niceville, FL	Current employment
INVESTMENT PROFESSIONALS, INC.	Former SEC adviser	Dec 9, 2009	Sep 24, 2018	no	SAN ANTONIO, TX\|DESTIN, FL\|LITTLE ROCK, AR\|SAN ANTONIO, TX	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Aug 12, 2003	Oct 29, 2009	no	FORT WALTON BEACH, FL\|FORT WALTON BEACH, FL	Previous registration
BANC ONE SECURITIES CORPORATION	n/a	Mar 19, 2002	Jul 30, 2003	no	DAYTON, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
INVESTMENT PROFESSIONALS, INC.	AMERIPRISE FINANCIAL SERVICES, LLC	Sep 24, 2018	Jun 22, 2018	-94	Bulk transfer	Ibd to ibd
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	INVESTMENT PROFESSIONALS, INC.	Oct 29, 2009	Dec 9, 2009	41	Firm change	Other
BANC ONE SECURITIES CORPORATION	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Jul 30, 2003	Aug 12, 2003	13	Firm change	Other

Relationships

Registered with (4)

→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: current employment
Jun 22, 2018 to presentfactForm ADV
→ INVESTMENT PROFESSIONALS, INC.Registered adviserregistration: previous registration
Dec 9, 2009 to Sep 24, 2018factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Aug 12, 2003 to Oct 29, 2009factForm ADV
→ BANC ONE SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Mar 19, 2002 to Jul 30, 2003factForm ADV

Dated events

No dated event names this entity yet.