DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at J.P. MORGAN SECURITIES LLC
SCHAUMBURG, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | Wirehouse | Sep 30, 2024 | n/a | yes | SCHAUMBURG, IL | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Aug 8, 2023 | Oct 14, 2024 | no | CHICAGO, IL | Previous registration |
| M1 ADVISORY | Independent wealth | May 20, 2022 | Jul 24, 2023 | no | CHICAGO, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | J.P. MORGAN SECURITIES LLC | Oct 14, 2024 | Sep 30, 2024 | -14 | Firm change | Wirehouse to wirehouse |
| M1 ADVISORY | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Jul 24, 2023 | Aug 8, 2023 | 15 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7691:79:IL:2024-10-14 | Oct 14, 2024 | Sep 30, 2024 | CHICAGO, IL | Firm change |