DFX Intelligence

B•••••• P••••• W••••• M•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

B•••••• P••••• W••••• M•••••••

B••••••, P••••• AND BELL, INC., CRD 108392

SEATTLE, WA

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Search this name across graphsid dfx:ria:55ae5a5a-aab3-aab8-f095-88666068fea3

Data as of May 10, 2021 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 31
Dated events: 0
On other graphs: 0
Observed: Mar 28, 2012 to May 10, 2021
24 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $3.8B••• Locked
Discretionary RAUM: $3.6B
Private client RAUM: $3.4Bderived••• Locked
Private client share: 90%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 22

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C••••••••• J••••• K••••	CHAIRMAN, DIRECTOR AND OFFICER	B	yes	01/1990	Mar 28, 2012	May 10, 2021
C•••••••• M••••• W•••••	DIRECTOR AND OFFICER	A	yes	01/1998	Mar 28, 2012	May 10, 2021

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2020

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2020	$3.8B	$3.2B	19.5%	$2.5B	15.3%	22	20	0	0

Teams out

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
B•••••• P••••• W••••• M•••••••	18	Aug 1, 2021	Aug 2, 2021	SEATTLE, WA	Firm absorbed	RIA to new firm	100.0%

Relationships

Controls (5)

← C•••••••• M••••• W•••••OwnerDIRECTOR AND OFFICER, ownership code A, individual
Mar 28, 2012 to presentfactForm ADV
← P•••••• S•••••• C••••••OwnerDIRECTOR AND CHIEF EXECUTIVE OFFICER, ownership code B, individual
Mar 28, 2012 to presentfactForm ADV
← P••••• C•••••• L••OwnerDIRECTOR AND OFFICER, ownership code A, individual
Mar 28, 2012 to presentfactForm ADV
← C••••••••• J••••• K••••OwnerCHAIRMAN, DIRECTOR AND OFFICER, ownership code B, individual
Mar 28, 2012 to present

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:55ae5a5a-aab3-aab8-f095-88666068fea3
First observed: Mar 28, 2012
Last observed: May 10, 2021 65 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.