DFX Intelligence
Reading the graph
Reading the graph
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Advisor at R••••• W• B•••• • C•• I•••••••••
Seattle, WA | Sammamish, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| R••••• W• B•••• • C•• I••••••••• | Mixed wealth | Feb 27, 2025 | n/a | yes | Sammamish, WA|Seattle, WA | Current employment |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | May 14, 2019 | Mar 3, 2025 | no | SEATTLE, WA|SEATTLE, WA|Breezy Point, NY|Lake Forest Park, WA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| A••••••••• F•••••••• S•••••••• L•• | R••••• W• B•••• • C•• I••••••••• | Mar 3, 2025 | Feb 27, 2025 | -4 | Firm change | Ibd to RIA |
| B•••••• P••••• W••••• M••••••• | A••••••••• F•••••••• S•••••••• L•• | May 3, 2019 | May 14, 2019 |
| B•••••• P••••• W••••• M••••••• | Former SEC adviser | Jun 24, 2016 | May 3, 2019 | no | SEATTLE, WA | Previous registration |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Oct 9, 2012 | Sep 1, 2015 | no | SEATTLE, WA | Previous registration |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Mar 9, 2012 | Jun 1, 2012 | no | SEATTLE, WA|SEATTLE, WA | Previous registration |
| 11 |
| Firm change |
| RIA to ibd |
| A••••••••• F•••••••• S•••••••• L•• | B•••••• P••••• W••••• M••••••• | Sep 1, 2015 | Jun 24, 2016 | 297 | Firm change | Other |