DFX Intelligence

J••• F•••••••• B••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultant21 years in industry

J••• F•••••••• B••••••

Advisor at S••••• W••••• M•••••••••

SEATTLE, WA

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Search this name across graphsid dfx:ria:58c362f2-eec1-f625-fd20-5f35bd991d6f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Oct 25, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• W••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 22, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• W••••• M•••••••••	Independent wealth	Mar 8, 2023	n/a	yes	SEATTLE, WA	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Sep 8, 2021	Mar 3, 2023	no	BELLEVUE, WA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	S••••• W••••• M•••••••••	Mar 3, 2023	Mar 8, 2023	5	Firm change	RIA to RIA
B•••••• P••••• W••••• M•••••••	L•• F•••••••• L••	Jun 18, 2020	Sep 8, 2021

Relationships

Registered with (3)

→ S••••• W••••• M•••••••••Registered adviserregistration: current employment
Mar 8, 2023 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Sep 8, 2021 to Mar 3, 2023factForm ADV
→ B•••••• P••••• W••••• M•••••••Registered adviserregistration: previous registration
Oct 25, 2004 to Jun 18, 2020factForm ADV

Dated events

Occurred
Mar 3, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:58c362f2-eec1-f625-fd20-5f35bd991d6f
First observed: Oct 25, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.