DFX Intelligence

W••••• A•••••• G••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

W••••• A•••••• G••••••••

Advisor at S•••••••• S•••••••••

••• Locked

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Search this name across graphsid dfx:ria:55c97235-d879-fbe4-d686-b1f50920c235

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Nov 11, 2022 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••••• S•••••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••••• S•••••••••	Bd affiliated wealth	Feb 25, 2025	n/a	yes	BOYERTOWN, PA\|Pottstown, PA\|Conshohocken, PA\|Wyncote, PA\|King of Prussia, PA\|Exton, PA\|Conshohocken, PA\|Philadelphia, PA\|Abington, PA\|Philadelphia, PA\|Elkins Park, PA\|North Wales, PA\|Flourtown, PA\|Philadelphia, PA	Current employment
C••••••• S••••••••• I•••	Bd affiliated wealth	Nov 11, 2022	Feb 25, 2025

Moves

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From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• S••••••••• I•••	S•••••••• S•••••••••	Feb 25, 2025	Feb 25, 2025	0	Firm change	Ibd to ibd

Relationships

Registered with (2)

→ S•••••••• S•••••••••Registered adviserregistration: current employment
Feb 25, 2025 to presentfactForm ADV
→ C••••••• S••••••••• I•••Registered adviserregistration: previous registration
Nov 11, 2022 to Feb 25, 2025factForm ADV

Dated events

Occurred
Feb 25, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:55c97235-d879-fbe4-d686-b1f50920c235
First observed: Nov 11, 2022
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.