DFX Intelligence
Reading the graph
Reading the graph
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Advisor at F••••• I•••••••••
PLANO, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| F••••• I••••••••• | Independent wealth | Sep 12, 2024 | n/a | yes | PLANO, TX | Current employment |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Nov 27, 2019 | Sep 5, 2024 | no | Grapevine, TX|HARRISONBURG, VA|Carrollton, TX |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| A••••••••• F•••••••• S•••••••• L•• | F••••• I••••••••• | Sep 5, 2024 | Sep 12, 2024 | 7 | Firm change | Ibd to RIA |
| T• A••••••••• I••••••••• M••••••••• L•• | T• A••••••••• I••• | Oct 12, 2019 | Nov 20, 2018 |
| T• A••••••••• I••••••••• M••••••••• L•• | Former SEC adviser | Nov 20, 2018 | Oct 12, 2019 | no | Southlake, TX | Previous registration |
| T• A••••••••• I••• | Former SEC adviser | Nov 20, 2018 | Oct 12, 2019 | no | W•••lake, TX | Previous registration |
| -326 |
| Firm change after gap |
| Other |
| T• A••••••••• I••• | T• A••••••••• I••••••••• M••••••••• L•• | Oct 12, 2019 | Nov 20, 2018 | -326 | Channel change | Other |