DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Kevin G Thompson
Feed of 09/15/2026
Also filed as Kevin Glenn Thompson
At current firm
10 y
since Apr 20, 2016
In the industry
31 y
since Jun 16, 1995 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Kestra Advisory Services, LLC BD affiliated currentsince Apr 20, 2016 · Sarasota, Fl
- Morgan Stanley wirehouseJun 1, 2009 to Mar 23, 2015 · La Jolla, Ca
- Morgan Stanley & Co. LLC unclassifiedOct 16, 2008 to Jun 1, 2009 · La Jolla, Ca
- Wealth Advisors, Inc. formerNov 8, 2004 to Apr 1, 2005 · San Diego, Ca
- Morgan Keegan & Company, LLC formerApr 12, 2001 to Nov 7, 2002 · Sarasota, Fl
Moves
a registration end followed by a registration begin elsewhere
- Morgan Stanley to Kestra Advisory Services, LLCleft Mar 23, 2015, registered Apr 20, 2016 (394 days) · Other
- Morgan Stanley & Co. LLC to Morgan Stanleyleft Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- Wealth Advisors, Inc. to Morgan Stanley & Co. LLCleft Apr 1, 2005, registered Oct 16, 2008 (1294 days) · Other
- Morgan Keegan & Company, LLC to Wealth Advisors, Inc.left Nov 7, 2002, registered Nov 8, 2004 (732 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address