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Advisor at LEVEL FOUR ADVISORY SERVICES
DALLAS, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LEVEL FOUR ADVISORY SERVICES | Bd affiliated wealth | Jul 31, 2026 | n/a | yes | DALLAS, TX|DALLAS, TX | Current employment |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Sep 5, 2025 | Jul 21, 2026 | no | BEDFORD, TX | Previous registration |
| AVANTAX ADVISORY SERVICES | Former SEC adviser | Oct 21, 2019 | Sep 5, 2025 | no | DALLAS, TX|Bedford, TX|Bedford, TX | Previous registration |
| LEVEL FOUR ADVISORY SERVICES | Bd affiliated wealth | Dec 20, 2010 | Oct 31, 2019 | no | EULESS, TX|DALLAS, TX|EULESS, TX|Bedford, TX | Previous registration |
| OSAIC FS, INC. | Former SEC adviser | Dec 17, 2010 | Dec 17, 2010 | no | EULESS, TX|PLANO, TX|EULESS, TX | Previous registration |
| NFP ADVISOR SERVICES, LLC | Former SEC adviser | May 24, 2005 | Dec 21, 2010 | no | ADDISON, TX|EULESS, TX | Previous registration |
| MONY SECURITIES CORPORATION | n/a | Dec 14, 2004 | May 26, 2005 | no | EULESS, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | LEVEL FOUR ADVISORY SERVICES | Jul 21, 2026 | Jul 31, 2026 | 10 | Firm change | Ibd to ibd |
| AVANTAX ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | Sep 5, 2025 | Sep 5, 2025 | 0 | Bulk transfer | Ibd to ibd |
| LEVEL FOUR ADVISORY SERVICES | AVANTAX ADVISORY SERVICES | Oct 31, 2019 | Oct 21, 2019 | -10 | Firm change | Ibd to ibd |
| NFP ADVISOR SERVICES, LLC | OSAIC FS, INC. | Dec 21, 2010 | Dec 17, 2010 | -4 | Firm change | Other |
| OSAIC FS, INC. | LEVEL FOUR ADVISORY SERVICES | Dec 17, 2010 | Dec 20, 2010 | 3 | Firm change | Other |
| MONY SECURITIES CORPORATION | NFP ADVISOR SERVICES, LLC | May 26, 2005 | May 24, 2005 | -2 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 105644:134086:TX:2026-07-21 | Jul 21, 2026 | Jul 31, 2026 | BEDFORD, TX | Firm change |
| 134086:104556:TX:2019-10-31 | Oct 31, 2019 | Oct 21, 2019 | BEDFORD, TX | Firm change |