RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••• T•••• P••••••••
- L•••• F••• A••••••• S••••••• BD affiliated currentsince Jul 31, 2026 · Dallas, Tx
- C••••• I••••••••• A••••••• L•• BD affiliatedSep 5, 2025 to Jul 21, 2026 · Bedford, Tx
- A•••••• A••••••• S••••••• formerOct 21, 2019 to Sep 5, 2025 · Dallas, Tx
- L•••• F••• A••••••• S••••••• BD affiliatedDec 20, 2010 to Oct 31, 2019 · Euless, Tx
- O•••• F•• I••• formerDec 17, 2010 to Dec 17, 2010 · Euless, Tx
- N•• A•••••• S•••••••• L•• formerMay 24, 2005 to Dec 21, 2010 · Addison, Tx
- M••• S••••••••• C••••••••• unclassifiedDec 14, 2004 to May 26, 2005 · Euless, Tx
- C••••• I••••••••• A••••••• L•• to L•••• F••• A••••••• S•••••••left Jul 21, 2026, registered Jul 31, 2026 (10 days) · Affiliated broker-dealer or bank to another · moved with a team
- A•••••• A••••••• S••••••• to C••••• I••••••••• A••••••• L••left Sep 5, 2025, registered Sep 5, 2025 (0 days) · corporate re-registration, not a move
- L•••• F••• A••••••• S••••••• to A•••••• A••••••• S•••••••left Oct 31, 2019, registered Oct 21, 2019 (-10 days) · Affiliated broker-dealer or bank to another · moved with a team
- N•• A•••••• S•••••••• L•• to O•••• F•• I•••left Dec 21, 2010, registered Dec 17, 2010 (-4 days) · Other
- O•••• F•• I••• to L•••• F••• A••••••• S•••••••left Dec 17, 2010, registered Dec 20, 2010 (3 days) · Other
- M••• S••••••••• C••••••••• to N•• A•••••• S•••••••• L••left May 26, 2005, registered May 24, 2005 (-2 days) · Other
- A••••• T•••• P•••••••• left C••••• I••••••••• A••••••• L•• for L•••• F••• A••••••• S••••••• (registered 2026-07-31)Jul 21, 2026 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address