DFX Intelligence

E••• D•••••• R•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

E••• D•••••• R•••••

Advisor at P•• W••••• M•••••••••

BEREA, OH | Parma, OH

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Search this name across graphsid dfx:ria:55f6cfa1-71ea-fe1f-e75d-e83d5b39cdcc

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 2
On other graphs: 0
Observed: Jan 24, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•• W••••• M•••••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Dec 22, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•• W••••• M•••••••••	Bd affiliated wealth	Aug 19, 2026	n/a	yes	Parma, OH\|BEREA, OH	Current employment
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Jun 1, 2026	Aug 17, 2026	no	NEWBURY, OH	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• I••••••••• A••••••• L••	P•• W••••• M•••••••••	Aug 17, 2026	Aug 19, 2026	2	Firm change	Ibd to ibd
L•• F•••••••• L••	C••••• I••••••••• A••••••• L••	Jun 12, 2026	Jun 1, 2026

Team moves

••• Locked

Team	Left	Joined	From	Kind
6413:105644:OH:2026-06-12	Jun 12, 2026	Jun 1, 2026	WESTERVILLE, OH	Firm change

Relationships

Registered with (7)

→ P•• W••••• M•••••••••Registered adviserregistration: current employment
Aug 19, 2026 to presentfactForm ADV
→ C••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Jun 1, 2026 to Aug 17, 2026factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Aug 8, 2018 to Jun 12, 2026factForm ADV
→ P•••• S••••••••• L••

Dated events

Occurred
Aug 17, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jun 12, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:55f6cfa1-71ea-fe1f-e75d-e83d5b39cdcc
First observed: Jan 24, 2007
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.