DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Eric Douglas Rotolo

Pnc Wealth ManagementBD affiliatedBerea, Oh dual registrantIAPD 4144771

Feed of 09/15/2026

Also filed as Ric Rotolo

At current firm

0 y

since Aug 19, 2026

In the industry

20 y

since Dec 22, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Pnc Wealth Management BD affiliated current
since Aug 19, 2026 · Parma, Oh
Cetera Investment Advisers LLC BD affiliated
Jun 1, 2026 to Aug 17, 2026 · Newbury, Oh
LPL Financial LLC BD affiliated
Aug 8, 2018 to Jun 12, 2026 · Beachwood, Oh
Pruco Securities, LLC no RAUM
Nov 15, 2017 to Aug 9, 2018 · Mayfield Heights, Oh
Huntington Financial Advisors BD affiliated
Feb 1, 2017 to Jul 25, 2017 · Akron, Oh
LPL Financial LLC BD affiliated
Jul 3, 2012 to Feb 1, 2017 · Akron, Oh
Firstmerit Advisors, Inc. unclassified
Jan 20, 2010 to Jul 3, 2012 · Brunswick, Oh
Invest Financial Corporation former
Jan 24, 2007 to Jan 22, 2010 · Hinckley, Oh

Moves

a registration end followed by a registration begin elsewhere

Cetera Investment Advisers LLC to Pnc Wealth Management
left Aug 17, 2026, registered Aug 19, 2026 (2 days) · Affiliated broker-dealer or bank to another
LPL Financial LLC to Cetera Investment Advisers LLC
left Jun 12, 2026, registered Jun 1, 2026 (-11 days) · Affiliated broker-dealer or bank to another · moved with a team
Pruco Securities, LLC to LPL Financial LLC
left Aug 9, 2018, registered Aug 8, 2018 (-1 days) · Affiliated broker-dealer or bank to independent RIA
Huntington Financial Advisors to Pruco Securities, LLC
left Jul 25, 2017, registered Nov 15, 2017 (113 days) · Other
LPL Financial LLC to Huntington Financial Advisors
left Feb 1, 2017, registered Feb 1, 2017 (0 days) · corporate re-registration, not a move
Firstmerit Advisors, Inc. to LPL Financial LLC
left Jul 3, 2012, registered Jul 3, 2012 (0 days) · Other
Invest Financial Corporation to Firstmerit Advisors, Inc.
left Jan 22, 2010, registered Jan 20, 2010 (-2 days) · Other

Signals

Eric Douglas Rotolo left Cetera Investment Advisers Llc for Pnc Wealth Management (registered 2026-08-19)
Aug 17, 2026 · Advisor changed firm · fact
Eric Douglas Rotolo left Lpl Financial Llc for Cetera Investment Advisers Llc (registered 2026-06-01)
Jun 12, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address