DFX Intelligence
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Reading the graph
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Advisor at W•••• F•••• A•••••••
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Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
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| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| W•••• F•••• A••••••• | Wirehouse | Mar 28, 2018 | n/a | yes | ATLANTA, GA|FAYETTEVILLE, GA|AUGUSTA, GA|ATHENS, GA|MACON, GA | Current employment |
| F•• S••••••••• C••••••••• | Former SEC adviser | Sep 19, 2016 | Mar 27, 2018 | no | ATLANTA, GA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| F•• S••••••••• C••••••••• | W•••• F•••• A••••••• | Mar 27, 2018 | Mar 28, 2018 | 1 | Firm change | Ibd to wirehouse |
| M••••• S•••••• | F•• S••••••••• C••••••••• | Jul 1, 2014 | Sep 19, 2016 |
| M••••• S•••••• | Wirehouse | Jun 1, 2009 | Jul 1, 2014 | no | PEACHTREE CITY, GA|TAMPA, FL|PEACHTREE CITY, GA|PURCHASE, NY|ATLANTA, GA | Previous registration |
| C•••••••• G••••• M•••••• I••• | Bd affiliated wealth | Mar 31, 2003 | Jun 1, 2009 | no | PEACHTREE CITY, GA | Previous registration |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Mar 24, 1998 | Mar 31, 2003 | no | PEACHTREE CITY, GA | Previous registration |
| 811 |
| Firm change after gap |
| Other |
| C•••••••• G••••• M•••••• I••• | M••••• S•••••• | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | C•••••••• G••••• M•••••• I••• | Mar 31, 2003 | Mar 31, 2003 | 0 | Firm change | Other |