DFX Intelligence

J•••• S•••• D••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor21 years in industry

J•••• S•••• D••••••••

Advisor at L•••

Los Angeles, CA | LOS ANGELES, CA

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Search this name across graphsid dfx:ria:561bb0b0-8dbe-69c9-b259-2d17656146ca

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: May 24, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 23, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•••	Independent wealth	Jan 17, 2025	n/a	yes	Los Angeles, CA\|LOS ANGELES, CA	Current employment
A••••• W••••• M••••••••• L••	Former SEC adviser	Dec 18, 2017	Jan 23, 2025	no	LOS ANGELES, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••• W••••• M••••••••• L••	L•••	Jan 23, 2025	Jan 17, 2025	-6	Firm change	RIA to RIA
P•• A••••••• S•••••••• L••	A••••• W••••• M••••••••• L••	Dec 31, 2017	Dec 18, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
291155:269866:CA:2025-01-23	Jan 23, 2025	Jan 17, 2025	LOS ANGELES, CA	Firm change
125648:291155:CA:2017-12-31	Dec 31, 2017	Dec 18, 2017	LOS ANGELES, CA	Firm change
8174:125648:CA:2017-12-11	Dec 11, 2017	Dec 1, 2017	LOS ANGELES, CA	Firm change

Relationships

Registered with (5)

→ L•••Registered adviserregistration: current employment
Jan 17, 2025 to presentfactForm ADV
→ A••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Dec 18, 2017 to Jan 23, 2025factForm ADV
→ P•• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Dec 1, 2017 to Dec 31, 2017factForm ADV
→ U•• F•••••••• S••••••• I•••

Dated events

Occurred
Jan 23, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:561bb0b0-8dbe-69c9-b259-2d17656146ca
First observed: May 24, 2005
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.