This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

AMERIPRISE FINANCIAL SERVICES, LLC

Current firm class

national broker-dealer RIAderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jan 1, 1996earliest registration or exam on IAPD

Years in industry

30derivedfrom the industry start date

Years at current firm

3derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S65|S63

First exam

Oct 30, 2000

First registration

Jun 25, 2010

Dual registered

yes, broker-dealer

Other names

RICHARD CLARK|RICHARD THOMAS CLARK III|RICHARD THOMAS CLARK II|RICHARD T CLARK|RICHARD CLARK|RICH THOMAS CLARK|RICH T CLARK|RICH CLARK|RICHARD T CLARK|RICH THOMAS CLARK|RICH T CLARK|RICH CLARK

IAPD individual key

4157322

• Occurred

  May 5, 2023
  Advisor changed firm

  Richard Thomas Clark left Cetera Investment Advisers Llc for Ameriprise Financial Services, Llc (registered 2023-05-05)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:561dc354-295b-4e25-55e5-78c5c27ce9f0

First observed

Jun 25, 2010

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.